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Keywords: Head of Compliance, Location: USA

Page: 3

Senior Analyst, Financial Reporting & Compliance

Overview The Senior Analyst, Financial Reporting and Compliance will report to the Sr. Director, Financial Reporting..., financial reporting and SOX compliance. Responsibilities Manage the quarterly financial reporting processes, including...

Company: IBEX Global
Location: Texas
Posted Date: 22 Dec 2024

Senior Program Manager, Compliance Operations, Amazon Privacy Services

for delivering compliance efforts across dozens of different teams. The role reports to the Head of Compliance Operations...DESCRIPTION Amazon is seeking an innovative and high-judgement Senior Program Manager (PM) to join the new Compliance...

Company: Amazon
Location: Arlington, VA
Posted Date: 22 Dec 2024
Salary: $104100 per year

Senior Compliance Manager

(“NTAM”) Compliance team, led by the Head of Compliance for Asset Management. Location for this role will be in New York... will report to the Chief Compliance Officer of the Northern / Northern Institutional Funds (together, the “Funds”), which consist...

Company: Northern Trust
Location: New York City, NY
Posted Date: 21 Dec 2024
Salary: $95600 - 200000 per year

Director of Privacy Compliance

. You will work closely with the Head of Compliance to support a rapidly scaling mental healthcare company by partnering with key... of Privacy Compliance to be a key member of Headway's Compliance team, supporting our cross-functional compliance effort...

Company: Headway.co
Location: USA
Posted Date: 21 Dec 2024

Investigations and Compliance Officer

). The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO... or agency head is a party. CEI develops and collaborates on strategies that fulfill the City's EEO mandates, under local laws...

Company: City of New York
Location: New York City, NY
Posted Date: 21 Dec 2024

Compliance Program Management Associate

of benefits to its employees. Role Description Reporting to the Director of Compliance Program Management, the Compliance... Compliance (“FCC”), including BSA/AML/OFAC/Anti-Fraud/Anti-Bribery and Corruption (“ABC”) Risk Assessment Program, focusing...

Posted Date: 20 Dec 2024

Compliance Risk Management

and Controls Self Assessment, and Internal Control Testing Support and execute ad hoc requests for Head of Compliance Risk...About the Team Americas Compliance, as a control function within the firm’s second line of defense as well...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 20 Dec 2024
Salary: $99000 - 140000 per year

Senior Export Compliance Specialist

Senior Export Compliance Specialist will principally assist the Head, Export Compliance Americas with export compliance... tracking, application, renewal, and assurances Assist Head, Export Compliance Americas with review, publishing, and training...

Posted Date: 19 Dec 2024

Trade Surveillance Analyst, Compliance

of benefits to its employees. Role Description The SMBC Compliance Department monitors the corporate banking, investment... banking and broker dealer activities of SMBC Group and reports on the compliance risks and issues to SMBC and the Global...

Posted Date: 19 Dec 2024

Compliance Monitoring & Testing - Analyst

of benefits to its employees. Role Description SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst... for Compliance Monitoring and Testing. The Analyst is responsible for supporting the monitoring and testing program. This position...

Posted Date: 18 Dec 2024

Vice President, Compliance Monitoring & Testing-SMBC Nikko Securities

of benefits to its employees. Role Description SMBC's Compliance Department Americas Division is seeking a Vice President... of the Compliance Monitoring and Testing team to perform testing of its broker/dealer (SMBC Nikko Securities America, INC...

Posted Date: 18 Dec 2024

US Tax Compliance and Reporting Manager

reporting, compliance, planning and advice to the business. Amex GBT Tax is also supported by a newly formed Tax Centre... at the head of what is a truly international group. The need has arisen for a North American based Tax Manager to join the...

Company: American Express
Location: New York
Posted Date: 18 Dec 2024
Salary: $70000 - 140000 per year

Vice President, Compliance Monitoring & Testing - FCC M&T Team Lead

and reporting of results within local and Head Office reporting. Develop annual compliance monitoring and testing schedules... of benefits to its employees. Role Description SMBC's Compliance Department Americas Division ("CPAD") is seeking a Vice...

Posted Date: 17 Dec 2024

Lead Compliance Consultant

Change Management (RCM), Policy Governance and Compliance Training programs at MetLife, reporting directly to the firm's Head...-2024 Job ID 5754 Description and Requirements Role Value Proposition: Compliance Risk Management (“CRM”) delivers...

Company: MetLife
Location: Tampa, FL
Posted Date: 17 Dec 2024

Director, GCP Compliance, Americas

Lead / Global Clinical Operations Excellence Head to ensure compliance-related needs of the business are met. Establishes...Job Title: Director, GCP Compliance, Americas Job Location: United States Job Location Type: Remote Job Contract...

Company: Lifelancer
Location: Boston, MA
Posted Date: 16 Dec 2024
Salary: $158700 - 218700 per year

QA Principal Compliance Specialist, Operations

Job Title: QA Principal Compliance Specialist, Operations Location: Framingham, MA About the Job We deliver... Biologics facilities! We ensure cGMP compliance during manufacturing to guarantee the safety, quality, and efficacy...

Company: Sanofi
Location: Framingham, MA
Posted Date: 14 Dec 2024

QA Principal Compliance Specialist, Operations (Night Time Operations)

Job Title: QA Principal Compliance Specialist, Operations (Night Time Operations) Location: Framingham...’s Framingham Biologics facilities! We ensure cGMP compliance during manufacturing to guarantee the safety, quality, and efficacy...

Company: Sanofi
Location: Framingham, MA
Posted Date: 14 Dec 2024

Associate Director, Ethics Risk & Compliance, Operations

Job Description Summary The Associate Dir, Ethics Risk and Compliance will collaborate with the Regional ERC Head LaCan... related to Ethics, Risk & Compliance matters. Drive the LaCan Regional agenda, which includes but not limited to ERC meetings...

Company: Novartis
Location: East Hanover, NJ
Posted Date: 14 Dec 2024

Senior Auditor, Compliance

scope of compliance audits may include, but is not limited to, the following areas: Anti-Bribery / Anti-Corruption... of data from multiple sources (such as SAP, payroll and various compliance documentation databases). Partner with peers...

Company: AbbVie
Location: North Chicago, IL
Posted Date: 12 Dec 2024

Regulatory Compliance Analyst

Independent Testing (CIT) Manager and/or Head of CIT in order to assess and review compliance with legal, regulatory and internal...Job Role: Regulatory Compliance Analyst Duration: 5 Months Contract with possible extension Location : Jersey City...

Company: Axelon Services
Location: Jersey City, NJ
Posted Date: 12 Dec 2024
Salary: $59 per hour