growth journey we are looking for a Head of 1st Line Compliance Advisory to join us. Reporting to our Senior Director of 1st... Line Risk & Compliance, you'lllead a function that works across our product and Operations teams to ensure our products...
and manage the account opening KYC profiles for wealth management clients, ensuring compliance with bank policies and regulatory... managers with various compliance-related projects and working groups. Review and monitor Service Level Agreements (SLAs...
& Testing Head within the COO’s Controls Testing Utility on an interim basis and will report to the Markets and Banking Controls... assessments and testing design assessments for controls operated by the Markets and Banking business in line with the applicable...
Senior Compliance Manager, you will report to our UK Head of Compliance, and you will be part of AXA IM Global COO... annual review, oversight and advice in respect of the firms’ regulatory permissions. Input and present at 1st line control...
Senior Compliance Manager, you will report to our UK Head of Compliance, and you will be part of AXA IM Global COO... annual review, oversight and advice in respect of the firms’ regulatory permissions. Input and present at 1st line control...
) and Compliance colleagues in various global locations. Regularly attend expertise 1st line control committees, investment committees... and escalation of issues as required to the UK Head of Compliance. Qualifications SHARE your unique expertise...
) and Compliance colleagues in various global locations. Regularly attend expertise 1st line control committees, investment committees... and escalation of issues as required to the UK Head of Compliance. Qualifications SHARE your unique expertise...
of policies, frameworks, tools, techniques, and support to enable risk and compliance to be managed in the first line, conduct... and support the Global Head of Compliance with the overall design and delivery of a proportionate, risk-based Monitoring...
on the Compliance framework, including: 1st Line of defence quality assurance. Ongoing review and reporting of Compliance...The Compliance & Risk Analyst will play a crucial role in the second-line risk assurance function, which is integral...
as required to support decision-making by AICL 1st LOD managers, Annual 2nd line review and development of key prudential risk management...Head of Prudential Risk 12 - 18 month FTC Salary - Up to £110,000 per annum dependent on experience FT - 35 hours...
, you will get the opportunity to be a KYC Lead to lead the 1st Line of defence (1LOD) UK Team with a focus on the accuracy of AML... has been created, reporting to the Chief Client Officer within Client Group. About the role As Head of KYC Ops UK...
client expectations. 1st line vendor management for critical investment operations vendors and third party suppliers...: Based in London, this Head of EMEA Investment Operations will be lead the day to day management of the EMEA Investment...
quality, timeliness, productivity, and customer experience). With account management team function as 1st line of support... to join our team based in London. Reporting to the Head of Operations, Europe, you will provide leadership, guidance, and direction...
Lead responsible for 1st line Financial Crime and Fraud Operations teams based within South Africa, ensuring... systems such as Actimize or SafeWatch Previous experience of leading a 1st line fraud or financial crime team...
application of all transactions and stock procedures, ensures the daily management of the boutique stock, operations, compliance... from e-commerce Managing e-commerce products & clients database Coordinate with head office online team (price change preparation...
and centralised first line of Defence. Responsibilities Support the Head of Risk & Resilience Management D&A to: Establish... with internal audit teams to support planned audits and review findings to plan remediation Partner With 1st Line Of Defence...
to obtain approval. Ensuring compliance with all Consumer Duty accountabilities. Assisting the Head of Marketing with the... with 2nd line of defence and serve as point of contact within the 1st line for internal and external audits. About You The...
and CRO. Represent the Affluent Risk team at selected 1st line governance meetings. Support the Head of Monitoring... teams ensuring the production of quality and insightful Risk reports. Support the Head of Risk Monitoring and Oversight...
as a centralized 1st line support team, providing support to MUFG Securities both in London and in Amsterdam and MUFG Bank, London... Branch. NUMBER OF REPORTS WITHIN DELEGATED LINE MANAGEMENT Up to 4-5 MAIN PURPOSE OF THE ROLE This role is to support...
. Partner With 1st Line Of Defence Coordination Team To: Review 2nd Line requirements and provides input into key framework... within the business, consistent with LSEG policies and standards. Reporting to the Head of Business Management, Data & Feeds part...