. About the Role As the leader of the Operational Risk and Compliance (OR&C) team for the Markets business, you will provide... business stakeholders, including the Global Head of Markets, Risk and Desk Risk Managers (DRMs), Business Governance...
of compliance experience in global markets Thorough understanding of global markets products and the corresponding regulatory...Job description Charterhouse Partnership is currently sourcing for a Markets Compliance VP/ Director. Reporting...
UN Global Climate Action Award. About the Role IIX is establishing a new Risk Management division to strengthen its ability... to identify, assess, and mitigate financial, operational, and compliance risks specifically for its investment vehicles, including...
navigate complex challenges, ensure compliance with global regulations, and mitigate operational and product risks... and liquidity risk, counterparty credit risk, enterprise risk and operational risk, fraud risk etc including model risk management...
(UHNW) client coverage? We're looking for a Market Team Head for our Global Wealth Management business... to clients drawing on expertise from across our global organization manage the team's needs, risk management issues and ensure...
and experienced Global Head of Treasury to lead our treasury function. This role is critical in managing our financial assets..., financial markets, and regulatory requirements within the payment services industry and with a global coverage. Additionally...
Risk Types: Credit, Traded, Treasury, and Operational Risk - Governance RESPONSIBILITIES Strategy Provide... to inform the approach for SCV Risk management for delegated Risk Types (Credit Risk and Operational Risk) Review, challenge...
of Group Risk Committee Members of Risk Management Team Group Heads of Control functions Group Internal Audit Global Head..., TB and respective product heads Global Head, Global Banking Credit Risk Officers External: Prudential Regulation...
Pte. Ltd Report to: Head of Risk, APAC Company Overview: Connecting clients to markets – and talent to opportunity... a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection...
issues and actions are taken to mitigate compliance risk. Job Responsibilities: Liaise with Head Office for development... Department in the Compliance Office for Asia (“ACO”). The role reports to the Regional Head of Control Room and works with the...
department in delivering the compliance program for the Global Banking and Markets & Treasury (GBM&T) businesses. The incumbent... of relevant compliance experience covering the global capital markets products and corporate and investment banking activities...
, as part of the Global ETF Delivery & Oversight team within Capital Markets & Markets Intelligence team. This individual... providers Briefing and escalation to Head of ETF Delivery & Oversight as appropriate. Create and maintain operational...
in Business, Finance, Risk or Legal 6-10 years of relevant experience in business controls, compliance, operational risk..., particularly MAS requirements, and the ability to assess and advise on compliance impacts across multiple markets. This role...
Production Management Global Head, FMIT eCommerce CIO, Financial Markets Group Internal Audit Operational Risk... and collaboratively identify, escalate, mitigate, and resolve risk, conduct and compliance matters. Key Stakeholders Global Head, FM...
to global markets. Join us to leverage your expertise, drive strategic initiatives, and collaborate with a diverse team... Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...
Job Description: Role Purpose The role will support the regional strategy to deliver long term operational... efficiency and financial benefits, whilst minimizing business risk. This role will also be expected to be an advocate of the...
and policies which meet with the bank’s standard on control, risk management, operational efficiency and service quality. Active... global provider of trustee, agency and depositary services to different types of issuers/clients ranging from sovereigns...
functions, such as Group Operational Risk, Group Compliance and Group Audit, are properly communicated and/or addressed... Banking, Investment Banking, Global Markets and Group Retail to deliver seamless solutions to our clients...
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest... Provide support on regional/global industry initiatives Reporting to: Executive Vice President, Head of Asia Operations...
. Deposit & Payment, Trade Finance, Loans and Global Markets. Project Management – Adept with the ability to manage multiple..., optimize processes, and drive innovation within the bank’s operational functions. This role will drive and ensure smooth...