Job Description: GLOBAL BANKING & MARKETS We make markets in and clear client transactions on major stock, options.... OUR IMPACT Regulatory Operations has responsibility for position and trade reporting to key American, European and Asian...
Job Description: GLOBAL BANKING & MARKETS We make markets in and clear client transactions on major stock, options.... OUR IMPACT Regulatory Operations has responsibility for position and trade reporting to key American, European and Asian...
that they are in compliance with the firm's policies and with the rules/regulations that govern global financial markets Review quarterly... activities Support the fund launch and liquidation processes Handle corporate, regulatory and management reporting for funds...