management to Issuers. A desired candidate will bring expertise in writing Policies and Procedures aligned to various regulations... and write policies and procedures. Ability to interpret complex information from a wide variety sources...
level of risk, to ensure accounts are setup and operating within established policies, procedures and guidelines. Review... relevant documentation to support the attraction, retention and expansion of client relationships. Represent GCM and/or lead...
and group development. Ensure staff is kept aware of and compliant with internal and external policies and procedures.... In conjunction with management, lead development and implementation of process improvements to increase service, processing...
participation and representation on projects and initiatives and taking a lead role in developing and implementing processes..., procedures and reporting enhancements with a focus on exception analysis and management. Responsibilities include: Develop...
(as defined by business) and/or highly complex clients. Serves as primary point of contact or relationship lead for client... current on industry news applicable to the line of business. Demonstrate an in-depth knowledge of corporate policies...
Global Capital Markets (GCM) Service Delivery team supporting the administrative activities for the GCM business. Manages... to efficiency and effectively delivered a scalable and risk-controlled service offering. Lead, manage, coach and mentor multiple...