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Keywords: Financial Services - Regulatory Compliance - Capital Markets - Senior Manager, Location: California

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Financial Services - Regulatory Compliance - Capital Markets - Senior Manager

, Regulatory Compliance, Capital Markets - Senior Manager: This position could be located in NY (primary), IL, NC, MA, PA, CA. EY... or more years of work experience with capital markets and/or broker dealer regulatory compliance or a graduate degree...

Company: EY
Location: California
Posted Date: 20 Dec 2024

Financial Services Risk Consulting, Sector Compliance - Senior

financial services topics such as embedded finance, banking as a service, and digital assets. As a Senior Manager... of financial services compliance practices, including the CMS, AML and Sanctions, or enterprise risk frameworks as disseminated...

Company: EY
Location: San Francisco, CA
Posted Date: 30 Dec 2024

Business Banking Senior Relationship Manager - East Bay Market

Services in order to design and deliver financial solutions to clients and prospects Leads and facilitates dialogue... Requirements Pipeline Management Referral Management Regulatory Compliance Risk Management Minimum Education Requirement...

Company: Bank of America
Location: Oakland, CA
Posted Date: 13 Dec 2024
Salary: $140000 - 185000 per year

Principal Technical Consultant, Biologist/Regulatory Specialist, Power and Renewables (Senior Level)

As part of the continued growth and innovation of our Capital Project Delivery service offering, ERM has an opportunity... for an experienced biologist/regulatory specialist to join our thriving global consulting firm as a Principal Technical Consultant...

Posted Date: 04 Dec 2024
Salary: $106480 - 132250 per year

Growth & Middle Market Technology Banking - Director, Relationship Manager

of capital structures including proficiency in equity and debt capital markets. Deep understanding of market credit structures...) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National...

Company: MUFG
Location: Menlo Park, CA
Posted Date: 25 Dec 2024

Senior Treasury Manager

Treasury Manager is responsible for being a leader in the treasury function within an organization, managing its financial... (not limited to the following): Cash Management: Oversee daily cash flow, liquidity, and working capital management. Financial...

Location: Costa Mesa, CA
Posted Date: 01 Jan 2025

Risk Consulting - GRC Architecture and Data Management -Senior Manager - Multiple Cities

group continues to expand, we are seeking a highly motivated Senior Manager, focused on architecture, design, build... Overview:** We are seeking an experienced IT Architecture and Data Management Senior Manager to join our team. The ideal...

Company: EY
Location: Los Angeles, CA
Posted Date: 30 Dec 2024

Senior Community Manager

available! POSITION OVERVIEW The Senior Community Manager is directly responsible for operating the site(s) in accordance with MidPen... written approval of Property Manager Responsible for determining, tracking and administering capital improvements...

Company: MidPen Housing
Location: Sunnyvale, CA
Posted Date: 22 Dec 2024
Salary: $31.73 - 39.66 per hour

Commercial Banking Senior Relationship Manager (Beverly Hills, CA)

, etc.) that provide marketing and community services for the Bank Adhere to all regulatory and compliance issues linked to the...Position Title Commercial Banking Senior Relationship Manager (Beverly Hills, CA) Location Beverly Hills/9665...

Company: Flagstar Bank
Location: Beverly Hills, CA
Posted Date: 19 Nov 2024

Risk Consulting - Digital Risk - DevSecOps - Senior - Multiple Locations

and services into risk and compliance frameworks, and assist with the readiness and adherence for new compliance regulations...) Ability to analyze complex processes to identify potential financial, operational, systems and compliance risks across major finance...

Company: EY
Location: San Francisco, CA
Posted Date: 30 Dec 2024

Senior BSA Analyst

Manager in our Pasadena location. The Senior BSA Analyst will review new and existing customer accounts to ensure compliance.... Additional duties as assigned Qualifications: 3-5 years’ experience of BSA/AML/OFAC related activities in financial services...

Company: East West Bank
Location: Pasadena, CA
Posted Date: 23 Nov 2024

Senior BSA Analyst

Manager in our Pasadena location. The Senior BSA Analyst will review new and existing customer accounts to ensure compliance.... Additional duties as assigned Qualifications: 3-5 years’ experience of BSA/AML/OFAC related activities in financial services...

Company: East West Bank
Location: Pasadena, CA
Posted Date: 15 Nov 2024

Portfolio Manager

, procedure and business strategy as well as commercial and regulatory guidelines. May act as a contact manager for non-borrowing... U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals...

Company: East West Bank
Location: Los Angeles, CA
Posted Date: 18 Dec 2024

Branch Manager

and regulatory reports required by law, regulations, and senior management Represent the bank at community functions and community... U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals...

Company: East West Bank
Location: San Jose, CA
Posted Date: 29 Nov 2024
Salary: $69000 per year

Manager Facility Manager

manner; providing a working environment that meets all regulatory compliance; and completing and maintaining all key.... With more than 700 care sites across the U.S. from clinics and hospitals to home-based care and virtual care services CommonSpirit...

Location: Camarillo, CA
Posted Date: 17 Nov 2024

Manager Facility Manager

manner; providing a working environment that meets all regulatory compliance; and completing and maintaining all key.... With more than 700 care sites across the U.S. from clinics and hospitals to home-based care and virtual care services CommonSpirit...

Location: Camarillo, CA
Posted Date: 16 Nov 2024

Credit Risk Manager

, and being an excellent partner to a range of cross-functional units including Product, Engineering, Capital Markets, Compliance...About Figure Figure is revolutionizing financial services with its disruptive technology platform. Our flagship...

Location: California
Posted Date: 09 Nov 2024
Salary: $136640 - 168300 per year

Director Facility Management

compliance; and completing and maintaining all key performance indicators. Develops capital and operational budgets, verifies... PO’s, invoices and financial details to the appropriate sources. Increasing GPO contract compliance and consolidating service...

Location: Santa Cruz, CA
Posted Date: 12 Dec 2024

Director Facility Management

compliance; and completing and maintaining all key performance indicators. Develops capital and operational budgets, verifies... PO’s, invoices and financial details to the appropriate sources. Increasing GPO contract compliance and consolidating service...

Location: Santa Cruz, CA
Posted Date: 12 Dec 2024

VP, Buy-side M&A and ESOP Advisory

such as mergers & acquisitions, valuation, shareholder buyouts, ESOPs, recapitalizations, financial returns on capital as well... as capital markets transactions. Responsibilities will also include mentoring and developing junior members of the team...

Company: Bank of the West
Location: Newport Beach, CA
Posted Date: 11 Dec 2024