for ensuring governance and oversight of regulatory reporting process. The team performs Quality Assurance reviews including..., data governance, service management, teams to ensure the quality assurance over the regulatory reporting processes...
these qualities. This position can be anywhere in the country. EY is a leader in serving the global financial services... marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry...
and reporting for wholesale credit businesses across the enterprise. In-Business Quality Assurance is an integral part of the ICM...ICM In-Business Quality Assurance VP – Financing and Securitization Institutional Credit Management’s (“ICM...
, and enhance reporting accuracy. Testing & Quality Assurance: Develop and execute test cases to verify that regulatory reporting... with specialized knowledge in CFTC and SEC Dodd-Frank reporting requirements. The ideal candidate will work closely with regulatory...
adherence to the AML policy and procedures by the LOBs; Conduct quality assurance tests of surveillance alerts... of inclusion that values each employee’s unique perspective. We provide a high-quality benefits program emphasizing good health...
, Knowledge Organization, Policy Documentation, Quality Assurance Review, Regulatory Impact Assessment, Sensitivity Analysis... initial drafts of Capital Plan and Resolution Plan chapters and associated key policy documentation Perform quality assurance...
, measuring compliance with internal limits, or meeting financial or regulatory reporting requirements. Demonstrate technical... become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Quantitative Analyst...
has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting..., attributes of strong corporate ethics and compliance programs, and relevant regulatory, accounting, and financial industry...
Compliance Analyst, you will: Support Money Laundering Reporting Officers by reviewing and validating Suspicious Activity... Reports (SARs) for accuracy and regulatory compliance. Assess the quality of investigations, ensure SARs include necessary...
departments and will serve as the first line of defense for Quality Assurance and Control for Finance owned Issues and CAPs...Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality...
has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting... organizational value by providing independent, objective, risk-based assurance, advisory services and to influence the way the...
including: Provide guidance to transaction monitoring analyst/associate level reviewers Provide periodic reporting... assurance (“QA”) reviews Master production quality on alert and case reviews in high volume scenarios (e.g., remediation...