- 3x/week onsite Required Qualifications: FINRA Series 7 and Series 24 are required; Series 66 is an advantage... with the FINRA and regulatory guidelines; apply knowledge of operations and broker-dealer supervision and FINRA regulations...
Job Description: Develop clear objectives and KPIs for the team. Delegate targets and tasks, ensuring daily, weekly..., and monthly goals are met. Supervise team operations and performance. Conduct regular performance reviews. Identify training...
- 3x/week onsite Required Qualifications: FINRA Series 7 and Series 24 are required; Series 66 is an advantage... with the FINRA and regulatory guidelines; apply knowledge of operations and broker-dealer supervision and FINRA regulations...
For Manage the stakeholder expectation to support the operations from PGS, comply with the FINRA and regulatory guidelines...; apply knowledge of operations and broker-dealer supervision and FINRA regulations / procedures, and state & federal regulations...
You will be responsible for : Manage the stakeholder expectation to support the operations from PGS, comply with the FINRA and regulatory... guidelines; apply knowledge of operations and broker-dealer supervision and FINRA regulations / procedures, and state & federal...