FS / FCA Audit Manager - London City - reputable firm (up to £75,000) Looking for a dynamic, driven and a qualified... to lead the growth of their FS division and play a central role towards developing their smaller end FCA regulated client base...
stakeholders across a number of functions. Responsible for quarterly FCA reporting Oversee end-to-end finance operations...
of shaping communities, together. Social Work & Allied Health - Social Work Children Services CAFCASS - FCA - Private Law... to £35.00 per hour Start Date: ASAP Social Work & Allied Health - Social Work Children Services CAFCASS - FCA - Private Law...
FS / FCA Audit Manager - London City - reputable firm (up to £75,000) Looking for a dynamic, driven and a qualified... to lead the growth of their FS division and play a central role towards developing their smaller end FCA regulated client base...
in the FCA Operations division. The directorate includes Strategic Finance, Finance Operations, Pensions, Workplace Solutions... operational environmental risk and to drive the FCA and its fully owned independent subsidiary, the Payments System Regulator (PSR...
knowledge and understanding of FCA procedures and TCF initiatives Extensive knowledge of the insurance market Extensive...
) and maintains risk and control documentation (e.g. FCA senior manager regime) Run the infrastructure to support the regional...
, Committee Terms of Reference, law, regulation, FCA and stock exchange obligations; Maintaining meeting and corporate reporting...
knowledge and understanding of FCA procedures and TCF initiatives Extensive knowledge of the insurance market Extensive...
and asset management opportunities. Through their FCA-regulated investment platform, they enable global investors to access...
and willingness to collaborate with broader team Robust compliance track record FCA registration required (must be obtained...
within financial services Working knowledge of the practices and expectations of the PRA and FCA; European and local legislation... underwriting authorities (MGAs) and multi-layered distribution channels Excellent understanding of the FCA's business standards...
Oversee the compliance function ensuring it adheres to FCA regulations, developing, implementing and maintaining a robust... closely within the client-facing teams The Requirements: Proven experience leading within an FCA regulated Family Office...
are protected Advice on FSCS's statutory functions and operations Supporting external liaison with the FCA, HMT and Bank... matters, including dealing with enquiries as to the role, function or structure of the FSCS. Assisting the FCA, PRA, and HM...
and control documentation (e.g. FCA senior manager regime) Runs the infrastructure to support the regional Payments governance...
-specific standards such as FCA (Financial Conduct Authority) rules, GDPR, or MiFID II, ensuring communications are clear, fair...
oversight team in their role of overseeing the activities of the firm to maintain compliance with the FCA rules on safeguarding... to the FCA. c. Assist with the deliverables and organisation of the annual external CASS audit. d. Support review...
experience within a legal environment, having experience with multijurisdictional regulations, including SEC and FCA. You’ll...