and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. This Director of Regulatory & Audit Exam... and control environment. The Regulatory & Audit Exam team will support ECM’s internal and external exams and audits, ensure timely...
SOX/SOC controls mapping and reporting to maintain transparency and accountability. Coordinate audit and regulatory exam..., and Corporate Platforms, as well as with Enterprise Risk and Compliance, and Audit. Lead efforts in defining and documenting...