and whistleblowing framework oversight. For more information visit Role Summary The Senior Compliance Officer – Regulatory..., voice and DMA, plus award-winning data, insights and analytics. In supporting the Firm in meeting its regulatory...
Employability Compliance Officer – Skills & Employability Up to £28,000 per annum depending on experience Greenwich... As Employability Compliance Officer you will support our Employability provision ensuring that all supporting documentation and claims...
Financial Ltd are searching for Surveillance Compliance officer to join their team in London. The role focusses on Trade..., voice and DMA, plus award-winning data, insights and analytics. For more information visit Role Summary Marex...
management via screen, voice and DMA, plus award-winning data, insights, and analytics. For more information visit Role... Summary In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must navigate a wide...
management via screen, voice and DMA, plus award-winning data, insights, and analytics. For more information visit Role... Summary In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must navigate a wide...
, voice and DMA, plus award-winning data, insights and analytics. For more information visit Role Summary Conduct T+1 FX... and reporting to regulators. Ensuring compliance with the company's regulatory requirements under the FCA and any other relevant...
, voice and DMA, plus award-winning data, insights and analytics. For more information visit Role Summary To support the... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
, voice and DMA, plus award-winning data, insights and analytics. For more information visit Role Summary To support the... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
, voice and DMA, plus award-winning data, insights and analytics. For more information visit Role Summary To support the... Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy...
matter expert for the Compliance Department in relation to Optiver's FICC business. Provide trading floor and regulatory... advice to Optiver's Commodities, Fixed Income, and FX traders. Draft policies and guidance on compliance matters applicable...
Compliance Analyst supports the Compliance Manager and the UK Market Compliance Officer (MCO) leading the Compliance function... in the UK and co-ordinates regulatory compliance for all the lines of business operated different legal entities...
We have an opportunity for a Data Protection Officer to join the team here at RBL. Reporting to our Head of Legal... compliance with all GDPR/data protection requirements. You will work across the RBL Group to promote awareness of data protection...
Not Your Typical Data Protection Officer Role! This isn’t just another leadership position. No legacy systems. No... as Data Protection Officer for the UK and oversee Data Protection for our EU entity. Be the primary point of contact...
Protection Officer (DPO) to help drive forward, and support, some of our most challenging and interesting Personal Data related..., will be responsible for supporting the business with general BAU matters relating to Data Protection compliance, as well as understanding...
processes. Experience/understanding of GDPR and/or UK Data Protection Act compliance. Desirable Criteria Excellent...FCA Regulatory Compliance Specialist Remote - with occasional travel required across the business Full Time...
strategy and priorities in conjunction with the Global Chief Compliance Officer (CCO) and regional senior management Managing...Head of Compliance, UK, Ireland, Middle East & Africa (SVP) Who we are looking for: Our Head of Compliance for UK...
tools COLP: Handle conflicts, complaints, misconduct and oversee data capture for compliance COFA: Oversee client account..., we assist risk professionals with their next career move - Compliance: we help data protection, ethics and governance...
leadership. Deputise for the UK Chief Compliance Risk Officer in chairing the Operational Risk Committee, attending legal entity... Compliance Advisory team comprising of Compliance Analysts, Managers and Senior Managers, supporting both UK legal entities...
This Legal 100 regional firm is seeking an experienced Risk and Compliance Manager to oversee and develop its... compliance function. The position is based in London and offers flexibility; however, occasional travel to the office...
, regional Heads of Compliance, and the Chief Compliance Officer to grow our global customer diligence program... execution on audits Oversee relevant management information reporting for the Chief Compliance Officer and management...