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Keywords: Corporate Compliance Manager, Location: New York City, NY

Page: 3

Corporate Vice President - Product Manager

such as Technology, Data, Compliance, Legal, etc. as well as third-party data and technology partners #LI-TL2 ​ Pay Transparency...

Company: New York Life
Location: New York City, NY
Posted Date: 14 Feb 2025

Corporate Vice President - Product Manager

such as Technology, Data, Compliance, Legal, etc. as well as third-party data and technology partners #LI-TL2 ​ Pay Transparency...

Company: New York Life
Location: New York City, NY
Posted Date: 14 Feb 2025

Lead Auditor, Regulatory Compliance

The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning... audit assignments that have a focus corporate compliance and regulatory requirements. He/she provides support to other IGE...

Posted Date: 21 Feb 2025

Lead Auditor, Regulatory Compliance

corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited... sections of the audit. He/she generally, but not exclusively, leads audit assignments that have a focus corporate compliance...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 21 Feb 2025

Lead Auditor, Regulatory Compliance

corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited... sections of the audit. He/she generally, but not exclusively, leads audit assignments that have a focus corporate compliance...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 21 Feb 2025

Legal and Compliance Department-L2 Financial Investigation Unit (L2 FIU) AVP

breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking... Investigation Lead & Assistant Vice President (AML Compliance, Investigations Operations and Reporting) is responsible for providing...

Company: Bank of China
Location: New York City, NY
Posted Date: 13 Feb 2025
Salary: $65000 per year

Senior Compliance Officer - Fixed Income

Application Deadline: 03/02/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance... its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and corresponding...

Company: Bank of the West
Location: New York City, NY
Posted Date: 13 Feb 2025
Salary: $135000 - 140000 per year

Compliance Testing and Monitoring Officer

for Testing Unit Manager's review and approval · Carry out and document compliance monitoring activities, as planned / scheduled...Summary: Under supervision of the Head of Compliance Testing and Monitoring, as part of the Credit Agricole CIB...

Posted Date: 08 Feb 2025
Salary: $120000 - 160000 per year

Compliance Testing and Monitoring Officer

Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking... needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 08 Feb 2025
Salary: $120000 - 160000 per year

Broker/Dealer Compliance Associate

in New York and Oakland. SWS is a perennial leader as a co-manager of investment-grade corporate debt, a national leader... to add a motivated compliance professional to assist the Compliance team led by the Chief Compliance Officer. The successful candidate...

Posted Date: 06 Feb 2025
Salary: $90000 - 125000 per year

Director, Equities Compliance

with BMO Compliance Program. Works with business/group and internal partners to ensure regulatory, corporate and fiduciary...Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The...

Company: Bank of the West
Location: New York City, NY
Posted Date: 15 Jan 2025

Global Tax Compliance - Credit - Assistant Vice President

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... domestic and international tax compliance with specific emphasis on the following: Prepare book to tax reconciliation...

Company: Blackstone
Location: New York City, NY
Posted Date: 12 Jan 2025

Senior Associate - Legal, Compliance & Government Affairs Communications

and Monday and Friday work from home. Senior Associate, Legal, Compliance and Government Affairs Communications Job Summary... We are seeking a Senior Associate, Legal, Compliance and Government Affairs Communications, to join our team. This individual...

Company: New York Life
Location: New York City, NY
Posted Date: 10 Jan 2025
Salary: $95000 - 145000 per year

Senior Associate - Legal, Compliance & Government Affairs Communications

and Monday and Friday work from home. Senior Associate, Legal, Compliance and Government Affairs Communications Job Summary... We are seeking a Senior Associate, Legal, Compliance and Government Affairs Communications, to join our team. This individual...

Company: New York Life
Location: New York City, NY
Posted Date: 10 Jan 2025
Salary: $95000 - 145000 per year

Alternatives Compliance Officer

its own infrastructure and corporate functions, including AFC & Compliance. Within the CAO Division of DWS, The Business Line...Job Description: Employer: DWS Group Title: Senior Alternative Compliance Officer (Senior AFC & Compliance Officer...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 19 Dec 2024
Salary: $117000 per year

Bilingual Credit Risk Associate for Japanese Corporate Banking in NYC

and portfolio management of Japanese Corporate loan portfolio clients. As focusing on subsidiary lending, designated customers... transactions, and customers with complex corporate structures. Major Responsibilities: Portfolio Management & Underwriting...

Company: MUFG
Location: New York City, NY
Posted Date: 22 Feb 2025
Salary: $90000 - 120000 per year

Corporate Recruiter

roofing, along with pavement coatings. Title: Corporate Recruiter Work Location: New York, NY, 10019 Duration: 6+ Months... across multiple corporate functions and/or manufacturing locations as assigned. The recruiter should have strong experience...

Company: TekWissen
Location: New York City, NY
Posted Date: 20 Feb 2025

Event Planner, VP - Corporate Affairs

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... ideas and selection. Lead contract negotiation and manage vendor service levels to ensure quality and compliance. On-Site...

Company: Blackstone
Location: New York City, NY
Posted Date: 20 Feb 2025
Salary: $135000 - 175000 per year

Corporate Recruiter

roofing, along with pavement coatings. Title: Corporate Recruiter Work Location: New York, NY, 10019 Duration: 6+ Months... across multiple corporate functions and/or manufacturing locations as assigned. The recruiter should have strong experience sourcing...

Company: TekWissen
Location: New York City, NY
Posted Date: 13 Feb 2025

Corporate Accounting - Consolidations, Associate

with other groups throughout the firm (Corporate FP&A, Corporate Accounting, Fund Accounting, Tax, Treasury, Legal & Compliance...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...

Company: Blackstone
Location: New York City, NY
Posted Date: 08 Feb 2025
Salary: $105000 - 140000 per year