, contributing to the company's risk management and regulatory adherence. Key Responsibilities of the Compliance Officer: Monitor... compliance Required knowledge and experience for the Compliance Officer role: Knowledge of "three lines of defence" risk...
General: Job Title: Compliance Officer Division: Compliance – Risk & Compliance Reports To: Compliance Manager... Teams, Underwriters, Finance, Internal Audit, Culture & People, Data Management, Risk Management. Job Summary: To provide...
Security Officer, this role is key in managing the regional and solution line operational security risk level.... Internal Audit findings. Security Compliance and Conduct management. Security Risk Management: Managing a Security Risk...
Security Officer, this role is key in managing the regional and solution line operational security risk level.... Internal Audit findings. Security Compliance and Conduct management. Security Risk Management: Managing a Security Risk...
of conduct and how we manage conduct risk. Individual accountability and an ownership mind-set are the cornerstones of our Code... of Conduct and are at the heart of managing risk well. We are an equal opportunities employer and ensure that no applicant...
, to their merchant base. With YouLend's AI-driven credit risk assessment solutions, more merchants and SMEs than ever can receive fast..., and we are building the solutions that will power that future. The Role: The Senior Regulatory Compliance Officer will be a key figure...
of the requisite conduct risk and compliance frameworks and policies. Ability to support team members with the completion.... We are now looking for a Senior Compliance Monitoring Officer - Treasury to join the team. The purpose of this role is to provide second line...
of the requisite conduct risk and compliance frameworks and policies. Ability to support team members with the completion.... We are now looking for a Senior Compliance Monitoring Officer - Treasury to join the team. The purpose of this role is to provide second line...
Junior Compliance Officer Business Acceptance (Risk and Compliance) – London We are currently recruiting... for our client, a leading international law firm, in their search for a motivated and detail-oriented Compliance Officer to join the...
would be to: o Conduct credit due diligence on new transactions including business review, financial analysis, stress cases and financial... modelling. o Evaluate transactions structure and pricing, and ultimately syndication risk o Actively participate in credit...
. Conduct elevated levels of self-initiated meeting activity to broaden our touchpoints within our Strategic Corporate business... opportunities, analyse risk/reward trade-offs, screen candidates, build business cases Support Manager with strategies...
the development and oversight Conduct Risk Framework and the day to day of the Ethics and Anti-Bribery and Corruption... compliance, auditing and regulatory matters Demonstrated understanding of Conduct Risk, Ethics, Anti-Bribery, policies...
Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints, conflicts of interest... development / implementation of the requisite conduct risk and compliance frameworks and policies in line with the Bank...
requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints... between Compliance and the business. Support with the development / implementation of the requisite conduct risk and compliance...
in defining, implementing, and overseeing compliance risk frameworks, as well as supporting the Senior Managers & Certification... of its implementation & develop procedures to mitigate & manage compliance risks. Compliance Oversight: Conduct second-level control...
, remains within stated Marex risk appetites, maintains good conduct, drives a strong culture and positive customer outcomes... Assurance colleagues by participating in the annual Compliance Risk Assessment process, and execution of assurance activities...
, remains within stated Marex risk appetites, maintains good conduct, drives a strong culture and positive customer outcomes... Assurance colleagues by participating in the annual Compliance Risk Assessment process, and execution of assurance activities...
strong risk-adjusted returns. Since 1971, our people have shaped our organization through a high-performance inclusive culture... Regulatory Environment Analysis for Marketing Impact: Conduct ongoing “horizon scanning” to identify regulatory changes...
in supporting the Real Estate Chief Investment Officer and senior management in evaluating investments, developing investment... and portfolio strategy, and defining the role of RE within the broader GIC portfolio. You will conduct independent reviews...
with varying complexity, prioritising tasks and statutory responsibilities effectively. Conduct interviews, Mental Capacity Act... assessments, and observations to gather information for a holistic assessment of needs. Develop risk management strategies...