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Keywords: Compliance- Conduct , Location: New York City, NY

Page: 3

Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance

for every future! Purpose Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer... and Derivatives Compliance ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team...

Company: Scotiabank
Location: New York City, NY
Posted Date: 18 Mar 2025

M/WBE Compliance Analyst

, and the Pathways to Opportunity Initiatives. M/WBE Compliance Analysts review payroll and related records, visit construction... sites to observe and interview workers, and investigate possible violations to ensure compliance with the M/WBE Build Up...

Company: City of New York
Location: New York City, NY
Posted Date: 17 Mar 2025

Regulatory Affairs Compliance Specialist

content review, compliance management, and strategic alignment of promotional materials, streamlining workflows to drive.... This role offers an opportunity to shape the future of pharmaceutical compliance by integrating your expertise directly...

Company: JRG Partners
Location: New York City, NY
Posted Date: 15 Mar 2025

Code Compliance Specialist 2 (NY HELPS), Vacancy ID

Duties Description The Code Compliance Specialist 2 duties in Division of Building Standards & Codes will include... but are not limited to the following: Conduct a formal investigation and refer the matter to the Department of State's Office...

Company: New York State
Location: New York City, NY
Posted Date: 15 Mar 2025
Salary: $84156 - 106454 per year

Cross-regional Ethics & Compliance Program Manager

compliance with the Code of Conduct, Anti-Corruption Policy, Competition Compliance Policy, and other relevant compliance... enhancements, and overall compliance education (e.g., Annual Required Training, Code of Conduct). Work with the appropriate...

Posted Date: 15 Mar 2025

Data and Compliance Specialist

for the Nunez Compliance Unit (NCU) to assist DOC in meeting its obligations under the Nunez Consent Decree, a landmark... of research and studies and in the preparation and conduct of administrative, procedural, and operational studies and analysis...

Company: City of New York
Location: Queens, NY
Posted Date: 15 Mar 2025

Attorney, Ethics and Compliance Division

with at least one year of legal experience for the position of Assistant Corporation Counsel in the Ethics & Compliance Division. Attorneys.... The Ethics & Compliance Division has counseling and ligation adjacent roles and responsibilities. The Division...

Company: City of New York
Location: New York City, NY
Posted Date: 15 Mar 2025

Reinstatement and Policy Compliance Coordinator for the Division of Tenant & Owner Resources

; and issuing vouchers. DTOR also monitors tenant and landlord compliance of their obligations under each program and continues... Reinstatement and Policy Compliance Coordinator will report directly to the Executive Director of the unit and will be responsible...

Company: City of New York
Location: New York City, NY
Posted Date: 14 Mar 2025

Compliance Specialist - Rate Filing - REMOTE

clients in Compliance Specialist – Rate Filing positions. Responsibilities may include: Work closely with the business... in all target states. Provide support for market conduct examinations including assisting in responding to inquiries. Able...

Company: Work at Home
Location: New York City, NY
Posted Date: 13 Mar 2025
Salary: $28 - 40 per hour

Manager - Consumer Compliance Consulting (Global Banks)

policies and controls Conduct independent testing or audits of all aspects of the client’s compliance program and suggest... one like you and that’s why there’s nowhere like RSM. Position Description RSM is currently seeking a strong Consumer Compliance professional...

Posted Date: 13 Mar 2025
Salary: $97700 - 196400 per year

Health System Specialist 1 (EMC) - EMS Instructional Standards and Compliance Unit Specialist - (BEMS) (NY HELPS)

as needed, and prepare and present reports on compliance and quality assurance activities. On-Site Surveys and Evaluations (30%): Conduct... and Compliance Unit within the Education and Training Branch of the Division of State Emergency Medical Services. This role involves...

Company: New York State
Location: New York City, NY
Posted Date: 13 Mar 2025
Salary: $65001 - 82656 per year

Regulatory Compliance Risk Senior Associate

Job Description: As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow... organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment...

Company: Grant Thornton
Location: New York City, NY
Posted Date: 12 Mar 2025
Salary: $103700 - 155500 per year

Senior Payroll Tax & Compliance Analyst

PAYROLL TAX & COMPLIANCE ANALYST on our Payroll team! This role can be based in San Francisco, Los Angeles, New York... or Washington, D.C. ABOUT THE ROLE It's an exciting time to join our collaborative and fast-paced Payroll team! Conduct...

Posted Date: 12 Mar 2025
Salary: $89000 - 133000 per year

Sr Manager, Risk & Compliance Oversight

and friction involved in enabling cross-border trade. Our beliefs are the foundation for how we conduct business every day... program activities to ensure the delivery of great customer and merchant experiences and regulatory compliance. Key...

Company: PayPal
Location: New York City, NY
Posted Date: 11 Mar 2025

Compliance Testing and Monitoring Officer

/2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Testing... and Monitoring Officer Contract type Permanent Contract Job summary Summary: Under supervision of the Head of Compliance...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 10 Mar 2025
Salary: $120000 - 160000 per year

Deputy Investment Banking and Regulatory Compliance Officer - Director

/2024 Job description Business type Types of Jobs - Compliance / Financial Security Job title Deputy Investment... Banking and Regulatory Compliance Officer - Director Contract type Permanent Contract Job summary Summary: The...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 10 Mar 2025

Legal & Compliance Department-Sanctions Operations (SO) AVP

to: Sanctions Operations Monitoring Conduct preliminary investigation of apparent breaches of regulations and/or compliance... standards, and escalate findings within Sanctions Team, when required Conduct sanctions screenings for hits and maintain...

Company: Bank of China
Location: New York City, NY
Posted Date: 09 Mar 2025
Salary: $65000 per year

Legal & Compliance Department-Sanctions Operations (SO) AVP

to: Sanctions Operations Monitoring Conduct preliminary investigation of apparent breaches of regulations and/or compliance... standards, and escalate findings within Sanctions Team, when required Conduct sanctions screenings for hits and maintain...

Company: Bank of China
Location: New York City, NY
Posted Date: 09 Mar 2025
Salary: $65000 per year

Investigations and Compliance Officer

recommendations in accordance with EEO Policy; - Establish metrics to evaluate EEO compliance across the City; - Conduct audits... matter; promotes compliance with training programs and reporting; guides agencies in effective use of workforce metrics...

Company: City of New York
Location: New York City, NY
Posted Date: 08 Mar 2025

Compliance Officer – FCM Advisor

are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees... to exchanges and technology-powered services. For more information visit Purpose of Role: Marex is seeking a Compliance...

Company: Marex
Location: New York City, NY
Posted Date: 06 Mar 2025
Salary: $100000 - 200000 per year