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Keywords: Compliance- Conduct , Location: New York City, NY

Page: 139

Global Head of Consumer Compliance and Market Conduct Risk

Job Description: The Global Head of Consumer Compliance & Market Conduct Risk will be a key part of the Global... conduct risk management framework. The individual will provide leadership on regulatory consumer compliance and market conduct...

Company: Chubb
Location: New York City, NY
Posted Date: 19 Mar 2025

Compliance- Conduct & Operational Risk, Data & Analytics (AI) – Vice President

status quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance, Conduct & Operational Risk (CCOR... second-line coverage for compliance, conduct, and operational risk management oversight to the firm's central Data...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 19 Mar 2025

Health System Specialist 1 (EMC) - EMS Compliance and Conduct Investigator - (BEMS) (NY HELPS)

, and investigations of EMS providers and agencies. This role ensures compliance with established standards through detailed investigations... and enforcement activities. The specialist gathers and reports factual information related to regulatory and licensing compliance...

Company: New York State
Location: New York City, NY
Posted Date: 14 Mar 2025
Salary: $65001 - 82656 per year

Vice President, Enterprise Conduct & Culture Risk, GRC

around regulatory matters. The VP, Enterprise Conduct & Culture Risk will be part of the Compliance organization and will report... in risk management, compliance, conduct risk management, sales operations or a similar role Analytical skills, including...

Company: American Express
Location: New York City, NY
Posted Date: 15 Mar 2025

Student Conduct Program Administrator

’s student conduct process through a restorative lens; provide support for colleagues at Study Away Sites in managing student... conduct matters; develop and deliver educational campaigns and programming for the University community on the topics of NYU...

Posted Date: 07 Feb 2025

Student Conduct Program Administrator

’s student conduct process through a restorative lens; provide support for colleagues at Study Away Sites in managing student... conduct matters; develop and deliver educational campaigns and programming for the University community on the topics of NYU...

Posted Date: 07 Feb 2025

Student Conduct Program Administrator

’s student conduct process through a restorative lens; provide support for colleagues at Study Away Sites in managing student... conduct matters; develop and deliver educational campaigns and programming for the University community on the topics of NYU...

Posted Date: 07 Feb 2025

Regulatory Compliance Intern

THE WORK: Join our team in San Francisco, CA as a Regulatory Compliance Intern at Ripple. You will have the... opportunity to work in a fast-growing fintech environment and assist the Global Regulatory Compliance team with daily operations...

Company: Ripple
Location: New York City, NY
Posted Date: 27 Mar 2025

Assistant Director of Compliance

general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct... direction and management of the compliance Hotline. Conduct and lead Compliance related education and programs during Corporate...

Company: P4P
Location: Brooklyn, NY
Posted Date: 27 Mar 2025
Salary: $170000 - 220000 per year

Sr. Counsel Compliance, Ethics, Litigation

. Develop global ethics and compliance training and communications materials that promote ethical conduct. Conduct... attorney with substantial compliance and litigation experience. The SCA Legal Department provides comprehensive, proactive...

Company: Sony
Location: New York City, NY
Posted Date: 27 Mar 2025

Senior Executive Assistant - Head of Compliance (Hybrid)

and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing...

Company: Citigroup
Location: New York City, NY
Posted Date: 27 Mar 2025
Salary: $91690 - 119610 per year

VP, Futures Compliance Product Officer - C13 (New York)

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day...

Company: Citigroup
Location: New York City, NY
Posted Date: 27 Mar 2025

Product Compliance Manager

Job Title: Product Compliance Manager (Full Time) Position Summary: Sound Around is committed to delivering high... quality innovative products that drive customer satisfaction and business growth. We are seeking a Product Compliance Manager...

Company: Pyle USA
Location: Brooklyn, NY
Posted Date: 27 Mar 2025
Salary: $100000 - 125000 per year

SVP, Prime Brokerage Product Compliance Senior Officer - C14 (New York)

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial...

Company: Citigroup
Location: New York City, NY
Posted Date: 27 Mar 2025

Regulatory Code & Compliance Analyst

-documented, factually supported cases. - Conduct data analysis and reporting, identifying trends in compliance and violations... is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and compliance functions of the CWZ program...

Company: City of New York
Location: New York City, NY
Posted Date: 26 Mar 2025

Compliance & Risk Specialist

in our dedicated office space in New York starting September 2025. Join our team as a Compliance & Risk Specialist and play a key..., conduct risk assessments, and adapt to evolving challenges. You'll work closely with stakeholders to enhance our policies...

Company: TaskRabbit
Location: New York City, NY
Posted Date: 26 Mar 2025

Compliance Project Manager - Senior Consultant

programs with an ever-growing list of global affinity initiatives Job Description Our Risk, Regulatory & Compliance...: Compliance and Legal Technology Solutions Data Science / AI / GenAI Implementation Process Improvement SQL and Reporting Tools...

Company: Sia
Location: New York City, NY
Posted Date: 25 Mar 2025
Salary: $116000 - 119000 per year

Senior Manager - HR Compliance

regulations, and workplace safety. Promote awareness of compliance standards and ethical conduct across the organization. 4...Role: Manager HR Compliance Location: Must be based in Eastern US Time Zone (Remote) with occasional travel to NJ/NY...

Posted Date: 24 Mar 2025

CUSO Compliance Risk Assessment Consultant

This 6-month contract role supports our client's Corporate Compliance Risk Assessment (CRA) program, ensuring adherence... to regulatory requirements and internal compliance policies. The consultant will collaborate across business units, perform quality...

Company: Michael Page
Location: Manhattan, NY
Posted Date: 23 Mar 2025
Salary: $114391 - 135189 per year

Risk & Compliance - Associate Manager

team Conduct effective meetings, liaising with Compliance, Operations/Management teams, and Data and technology teams.... We help clients strategize and scale leveraging deep expertise and solutions in compliance and risk management, strategic...

Company: Sia
Location: New York City, NY
Posted Date: 22 Mar 2025
Salary: $126000 - 132000 per year