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Keywords: Compliance- Conduct , Location: New York City, NY

Page: 1

Global Head of Consumer Compliance and Market Conduct Risk

Job Description: The Global Head of Consumer Compliance & Market Conduct Risk will be a key part of the Global... conduct risk management framework. The individual will provide leadership on regulatory consumer compliance and market conduct...

Company: Chubb
Location: New York City, NY
Posted Date: 19 Mar 2025

Compliance- Conduct & Operational Risk, Data & Analytics (AI) – Vice President

status quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance, Conduct & Operational Risk (CCOR... second-line coverage for compliance, conduct, and operational risk management oversight to the firm's central Data...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 19 Mar 2025

Health System Specialist 1 (EMC) - EMS Compliance and Conduct Investigator - (BEMS) (NY HELPS)

, and investigations of EMS providers and agencies. This role ensures compliance with established standards through detailed investigations... and enforcement activities. The specialist gathers and reports factual information related to regulatory and licensing compliance...

Company: New York State
Location: New York City, NY
Posted Date: 14 Mar 2025
Salary: $65001 - 82656 per year

Vice President, Enterprise Conduct & Culture Risk, GRC

around regulatory matters. The VP, Enterprise Conduct & Culture Risk will be part of the Compliance organization and will report... in risk management, compliance, conduct risk management, sales operations or a similar role Analytical skills, including...

Company: American Express
Location: New York City, NY
Posted Date: 15 Mar 2025

Student Conduct Program Administrator

’s student conduct process through a restorative lens; provide support for colleagues at Study Away Sites in managing student... conduct matters; develop and deliver educational campaigns and programming for the University community on the topics of NYU...

Posted Date: 07 Feb 2025

Student Conduct Program Administrator

’s student conduct process through a restorative lens; provide support for colleagues at Study Away Sites in managing student... conduct matters; develop and deliver educational campaigns and programming for the University community on the topics of NYU...

Posted Date: 07 Feb 2025

Student Conduct Program Administrator

’s student conduct process through a restorative lens; provide support for colleagues at Study Away Sites in managing student... conduct matters; develop and deliver educational campaigns and programming for the University community on the topics of NYU...

Posted Date: 06 Feb 2025

Senior Manager - HR Compliance

regulations, and workplace safety. Promote awareness of compliance standards and ethical conduct across the organization. 4...Role: Manager HR Compliance Location: Must be based in Eastern US Time Zone (Remote) with occasional travel to NJ/NY...

Posted Date: 24 Mar 2025

Regulatory Code & Compliance Analyst

-documented, factually supported cases. - Conduct data analysis and reporting, identifying trends in compliance and violations... is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and compliance functions of the CWZ program...

Company: City of New York
Location: New York City, NY
Posted Date: 23 Mar 2025

CUSO Compliance Risk Assessment Consultant

This 6-month contract role supports our client's Corporate Compliance Risk Assessment (CRA) program, ensuring adherence... to regulatory requirements and internal compliance policies. The consultant will collaborate across business units, perform quality...

Company: Michael Page
Location: Manhattan, NY
Posted Date: 23 Mar 2025
Salary: $114391 - 135189 per year

Audit and Compliance Analyst

direction of the Manager of Audits and Compliance, the successful candidate will conduct audits and other reviews related to the... (the Department) is seeking one Audit and Compliance Analyst to join the Bureau of Commercial Waste (Bureau). Under the...

Company: City of New York
Location: New York City, NY
Posted Date: 23 Mar 2025

Risk & Compliance - Associate Manager

team Conduct effective meetings, liaising with Compliance, Operations/Management teams, and Data and technology teams.... We help clients strategize and scale leveraging deep expertise and solutions in compliance and risk management, strategic...

Company: Sia
Location: New York City, NY
Posted Date: 22 Mar 2025
Salary: $126000 - 132000 per year

Compliance - Privacy Risk Management Lead - Vice President

Job Description: Bring your expertise to JPMorgan. As part of Compliance, Conduct and Operational Risk (CCOR... and challenge of the Firmwide Privacy Office. This position requires expertise and experience in privacy governance, compliance...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 22 Mar 2025

Photo Shoot Compliance Monitor, Legal, Global Corporate Intelligence

and collects signed compliance forms from the crew, including adherence to code of conduct to avoid discrimination or harassment...Job Description: Job Summary: The Photo Shoot Compliance Monitor is responsible for creating photoshoot procedures...

Company: BDO
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $30 - 40 per hour

Senior Manager - Compliance (Alternative Assets)

administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC..., and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $90000 - 145000 per year

Compliance Manager

-trained or have lived experience and who conduct research in the U.S. and globally on diverse criminal-legal system... of social service providers, court-based resource coordinators, mental health practitioners, compliance specialists...

Location: Brooklyn, NY
Posted Date: 21 Mar 2025
Salary: $60000 - 72500 per year

Senior Manager - Compliance (Alternative Assets)

administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC..., and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $90000 - 145000 per year

Manager - Regulatory Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $75000 - 125000 per year

Compliance Manager

Job Description: Compliance Officer Here at Siemens, we take pride in enabling sustainable progress through... of Siemens AG and a leading project and asset-based financing provider worldwide, is seeking a Compliance Officer to support the...

Company: Siemens
Location: New York City, NY
Posted Date: 21 Mar 2025

Manager - Regulatory Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 21 Mar 2025
Salary: $75000 - 125000 per year