, challenging, escalating, and mitigating risks in a timely manner. Job Title: Compliance and Operational Risk Specialist... of defence compliance and operational risk oversight for the Equities Business in the UK and CEEMEA, focusing on Prime Financing...
obligations and associated risk impact. Oversee day to day compliance matters which may include responsibility related to control... room, operational and other core compliance queries and tasks; Utilise and build knowledge and experience of Capital...
Migration Specialist - Full Time - London Overview of the Department/Section: We are MUFG. 360 years of heritage. A world... you. Migration Planning: Develop a comprehensive migration strategy and roadmap, detailing timelines, resources, and risk management...
all stages of the product lifecycle. Ensure that scalability, operational risk and regulatory compliance are considered in the... of potential issues relating to scalability, operational risk or compliance of the proposed solution, and ability to propose...
from across the organisation such as Investment teams, Risk, Compliance, Technology and others. Role Overview: Reporting to the... to support the mandate/fund and responsibility for complex transition events. Ensures that scalability, operational risk...
Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers with specialist... knowledge across a wide array of asset classes, including fixed income, equities and alternatives. Nuveen is driven...