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Keywords: Compliance and Operational Risk Manager - Trade Surveillance, Location: New York

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Compliance and Operational Risk Manager - Trade Surveillance

for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third... Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk...

Company: Bank of America
Location: New York
Posted Date: 18 Aug 2024

Dodd Frank EAC Compliance and Operational Risk Executive

Risk Manager will be responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk... for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance...

Company: Bank of America
Location: New York City, NY
Posted Date: 22 Aug 2024

Manager, U.S. Internal Control and Global Wholesale Operations - Audit

, and methodologies to the audit of the internal controls. Knowledge of Operational Risk, Operational Resilience requirements... & Monitoring, Trade Floor Supervision, Risk and Control Library etc. What You'll Do Support a customer focused culture...

Company: Scotiabank
Location: New York City, NY
Posted Date: 31 Aug 2024
Salary: $85700 - 159100 per year

Manager, U.S. Internal Control and Global Wholesale Operations - Audit

, and methodologies to the audit of the internal controls. Knowledge of Operational Risk, Operational Resilience requirements... & Monitoring, Trade Floor Supervision, Risk and Control Library etc. What You’ll Do Support a customer focused culture...

Company: Scotiabank
Location: New York City, NY
Posted Date: 30 Aug 2024
Salary: $85700 - 159100 per year