with derivatives trading and/or regulation, e.g. derivatives trading or exchange compliance. Excellent analytical and problem-solving... on reducing trading costs for their clients. THE RESPONSIBILITIES: Proactively monitor compliance with relevant UK regulations...
Financial Ltd are searching for Senior Surveillance Compliance officer to join their team in London. The role focusses... range of compliance activities at a market-leading commodity broking company. The successful candidate will manage the manual OTC coverage...
Financial Ltd are searching for Senior Surveillance Compliance officer to join their team in London. The role focusses... range of compliance activities at a market-leading commodity broking company. The successful candidate will manage the manual OTC coverage...
We have an exciting opportunity for an experienced Funds compliance officer at a fast growing investment/asset... Chief Legal & Compliance Officer and Senior Investment Compliance Officer. Required experience and Knowledge: Ideally...
Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy... and effectiveness of controls in place to ensure the Firm's compliance with applicable regulations. Responsibilities Lead risk-based...
Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy... and effectiveness of controls in place to ensure the Firm's compliance with applicable regulations. Responsibilities Lead risk-based...
Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy... and effectiveness of controls in place to ensure the Firm's compliance with applicable regulations. Responsibilities Lead risk-based...
Head of Compliance Assurance with the Compliance Assurance programme, leading reviews to verify the adequacy... and effectiveness of controls in place to ensure the Firm's compliance with applicable regulations. Responsibilities Lead risk-based...
The role is primarily responsible for overseeing compliance across the company, and ensuring compliance... standards and implementing procedures to ensure that compliance programs throughout the company are effective . Responsibility...
Compliance Officer in the wider management of SCIB Compliance, creating and maintaining policies, supporting the business... organisation. The difference you’ll make: Overseeing all aspects of regulatory tax compliance with Qualified Derivatives Dealer...
for settlement, clearing, corporate actions and the administration of trading and securities transactions in compliance... Initial experience with financial products and markets, including equities, derivatives, and bonds Good understanding of front...
or briefings (in verbal or written form) to senior London and Tokyo management, including Chief Credit Officer for EMEA, Regional... with all regulatory and compliance procedures. Responsible for meeting internal policy requirements. Work Experience Essential...