We are looking for a proactive person who will be responsible for ensuring all properties have all statutory certificates and licences. Will be expected to liaise with contractors, tenants and freeholders to arrange the testing and inspec...
REQUIRED: SMF 16 responsibility experience or extensive experience as a deputy compliance officer in a retail/wealth management... and procedures for the compliance function of the firm Draft an annual compliance monitoring plan and undertake the agreed...
relating to Wellcome’s Investment Team , being the compliance officer for Wellcome’s Investment Team and responsible... alone. We are looking for an Investments Compliance Lead to join our team on a 12 months fixed term contract. Where in Wellcome will I be working...
Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer... and monitoring reports to the Senior Compliance Surveillance Officer for review. · Assist with the development and maintenance...
Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer... and monitoring reports to the Senior Compliance Surveillance Officer for review. · Assist with the development and maintenance...
an industry recognized qualification - Level 3 Compliance and Risk Officer from a recognized provider. Compensation... you throughout thr programme Responsibilities: Role Overview You will gain a broad exposure to various teams of Compliance...
Qualifications You have a Compliance background, ideally worked as Head of Risk and Compliance, Compliance Officer, MLRO... to transfer money across borders and currencies. Your mission is to shape the Product Risk and Compliance Program, for Wise...
Officer), you'll be joining the Commercial team, you'll gain full perspective of the commercial engine of SB with a great... As our Commercial Compliance and Governance Manager, you'll: implement and run our commercial governance structure in a first line...
: Fulfil statutory obligations as Money Laundering Reporting Officer (MLRO) for RRPF under UK legislation Compliance Oversight...Job Description Financial Crime, Sanctions and Export Control Compliance Lead Full-time London/Hybrid (3 days...
Risk Officer and Compliance Managers as required. About You Handles tasks with thoroughness and accuracy, recognising... to join us. About the Role Ensure Quilter Cheviot’s compliance with relevant regulatory requirements through effective surveillance...
into our General Counsel and supporting the Chief of Staff and Chief People Officer) to drive strategic compliance initiatives, roll... for a Compliance and Application Operations Manager who is excited by the prospect of working in a rapidly growing international scale...
newly created IT SOX Compliance Officer position is a key role within the compliance and regulatory framework of the...Head of IT Compliance / IT SOX Compliance Lead Insurance City of London Working within the EMEA IT PMO team, the...
The Health, Safety, and Compliance Advisor (Data) plays a crucial role in ensuring the association meets its compliance... the Safety and Compliance Team, the advisor helps minimise risks associated with specific hazards and ensures compliance...
to the Head of Compliance or Chief Compliance Officer and may have staff management responsibilities. How you'll make... you to apply. Overview Gallagher Benefit Services UK is seeking an experienced Compliance Manager to oversee Compliance Policy...
closely with the Global Chief Compliance officer and global Compliance/Financial Crime teams to strengthen global compliance... efforts and ensure consistency through an aligned framework. Develop and implement strategies for monitoring compliance...
FCA Regulatory Compliance Specialist Remote - with occasional travel required across the business Full Time... and where talented people can flourish and achieve their highest potential. Our Central Functions Compliance team continues to grow...
closely with the Global Chief Compliance officer and global Compliance/Financial Crime teams to strengthen global compliance... efforts and ensure consistency through an aligned framework. Develop and implement strategies for monitoring compliance...
to increased workflow, they are now seeking to hire an Administration & Compliance Manager. The Firm Based in Mayfair...; maintain staff handbook and other HR related policies and procedures; company health & safety officer. Information...
, and adaptability, you may be the person we are seeking to join our Legal Risk Management team as a Financial Crime Compliance Lawyer... Compliance (Head of FCC) The Role: Financial Crime Compliance Lawyer (FCC Lawyer) The Firm has established a Financial...
Working for the Compliance Director of this specialist Insurance business in the Lloyd's Market, you will perform... a senior role in the Compliance team, taking the lead on Financial Crime, acting as the main point of contact for the...