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Keywords: Compliance Officer, Location: Chicago, IL

Page: 1

Compliance Officer, Introducing Broker (IB) & Guaranteed Introducing Broker (GIB)

to exchanges and technology-powered services. For more information visit Purpose of Role: The Compliance Officer will manage... will be the key contact for over 35 GIBs that are customers of Marex. Customer Service as well as compliance will be important...

Company: Marex
Location: Chicago, IL
Posted Date: 20 Dec 2024

Compliance Officer, Introducing Broker (IB) & Guaranteed Introducing Broker (GIB)

to exchanges and technology-powered services. For more information visit Purpose of Role: The Compliance Officer will manage... will be the key contact for over 35 GIBs that are customers of Marex. Customer Service as well as compliance will be important...

Company: Marex
Location: Chicago, IL
Posted Date: 19 Dec 2024

Compliance Officer

Summary: Under leadership of HAI’s Chief Operating Officer, the compliance officer is responsible for ensuring HAI... seeking opportunities to expand its donor portfolio. The compliance officer is responsible for closely monitoring changes...

Location: Chicago, IL
Posted Date: 07 Dec 2024
Salary: $70000 - 90000 per year

Senior Compliance Officer, Marketing & Communications Compliance

Reporting to the Head of Regulatory Compliance, the Senior Compliance Officer of Marketing & Communications Compliance... of marketing materials and advise on applicable compliance guidelines. This includes oversight for the Social Media and Electronic...

Location: Chicago, IL
Posted Date: 18 Oct 2024

Vice President, Compliance & Chief Compliance Officer - Hybrid

Job description: As the VP, Compliance & CCO, you will provide strategic leadership for Alliant's enterprise-wide... Compliance Management System (CMS) including programs to assess risk, monitor, audit, and surveillance activities and align...

Location: Chicago, IL
Posted Date: 05 Dec 2024

Vice President, Compliance & Chief Compliance Officer - Hybrid

As the VP, Compliance & CCO, you will provide strategic leadership for Alliant's enterprise-wide Compliance Management... System (CMS) including programs to assess risk, monitor, audit, and surveillance activities and align compliance operations...

Location: Chicago, IL
Posted Date: 05 Dec 2024

Human Resources Compliance Manager

Ethics & Compliance Officer. Works with the Human Resources Director and others as appropriate to develop an effective... and talented individual to join our team as a Manager of HR Compliance in our Corporate Office located in Chicago, IL. The...

Company: The Walsh Group
Location: Chicago, IL
Posted Date: 23 Dec 2024

Risk and Compliance Manager- TPS

designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering Reporting Officer for the operating group..., and second & third line functions to ensure Compliance, AML or operational risks are identified, mitigated, monitored...

Company: Bank of the West
Location: Chicago, IL
Posted Date: 14 Dec 2024
Salary: $72500 - 134500 per year

Director, Data Privacy and Compliance

leader to serve as the University’s Director of Data Privacy and Compliance and help shape the future of privacy and data... and Compliance, you will play a pivotal role in shaping and driving the Institution’s privacy strategy. This high-impact role reports...

Location: Chicago, IL
Posted Date: 12 Dec 2024

Analyst - Compliance

in consultation with the Director of Compliance (BSA Compliance Officer). The position is responsible for analyzing patron... in an exciting and fast-paced environment, this is the place for you! Job Summary: As a Compliance Analyst, you will serve...

Location: Chicago, IL
Posted Date: 27 Nov 2024

Compliance Counsel

to Marmon’s Chief Compliance Officer and will have the flexibility to work a hybrid schedule – a combination of time in Marmon... and continued commitment to global compliance, the Marmon Corporate Legal team is now looking to add a Compliance Counsel...

Company: Marmon Holdings
Location: Chicago, IL
Posted Date: 20 Nov 2024

Operational Compliance Advisor

response(s) to relevant inquiries by regulatory agencies as directed by TransUnion’s Chief Compliance Officer and other senior... Compliance, you will be responsible for expanding and maintaining our operational framework for First Line Controls...

Company: TransUnion
Location: Chicago, IL
Posted Date: 14 Nov 2024

Compliance Manager

organization. Escalate issues to the Executive Director, Assurance and Monitoring, and the Chief Compliance Officer...This role will provide execution and oversight for the programs that oversee compliance with the company’s regulatory...

Location: Chicago, IL
Posted Date: 31 Oct 2024

Sr. BSA/AML Compliance Analyst – To $90K – Chicago, IL –

is seeking to fill a Sr. BSA.AML Compliance Analyst role in the Chicago, IL area. The position is responsible for performing BSA.../AML activity monitoring, analytics, and reporting. (This is not a remote position). Sr. BSA/AML Compliance Analyst...

Location: Chicago, IL
Posted Date: 13 Oct 2024
Salary: $90000 per year

Sr. BSA/AML Compliance Analyst - To 90K - Chicago, IL - Job 3401

Sr. BSA/AML Compliance Analyst – To $90K - Chicago, IL – Job # 3401 Who We Are The Symicor Group is a boutique... stands ready to deliver premium results for you. The Position Our bank client is seeking to fill a Sr. BSA/AML Compliance...

Company: Symicor Group
Location: Chicago, IL
Posted Date: 12 Oct 2024
Salary: $90000 per year

Senior Compliance Analyst

Compliance Analyst to assist Chief Compliance Officer with activities for mutual funds, investment adviser, and broker dealer...Senior Compliance Analyst | Chicago, IL (3 days in-office, 2 WFH) Institutional investment manager seeks Senior...

Company: BCI
Location: Chicago, IL
Posted Date: 05 Oct 2024
Salary: $125000 - 140000 per year

Risk Management - Lead Credit Officer - Vice President

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping.... Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving...

Company: JPMorgan Chase
Location: Chicago, IL
Posted Date: 23 Dec 2024
Salary: $123500 - 230000 per year

Chief Development Officer (CDO)

Kids Above All is seeking a Chief Development Officer to join our KAA Team, located at our Higgins office.... Job Summary: The Chief Development Officer (CDO) will provide leadership, formulate and administer a comprehensive Development...

Company: Kids Above All
Location: Chicago, IL
Posted Date: 22 Dec 2024

Business Information Security Officer (BISO) - Cash Management and Corporate Services

Officer (BISO) will work closely with the heads of the lines of business and their COOs and their supporting technology teams... security and recommends actions in support of the bank's wider risk management and compliance programs Monitors information...

Company: Northern Trust
Location: Chicago, IL
Posted Date: 20 Dec 2024

Business Information Security Officer (BISO) - Asset Management

Officer (BISO) will work closely with the heads of the lines of business and their COOs and their supporting technology teams... security and recommends actions in support of the bank's wider risk management and compliance programs Monitors information...

Company: Northern Trust
Location: Chicago, IL
Posted Date: 20 Dec 2024