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Keywords: Compliance Director, Location: New York City, NY

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Director of Financial Crime & Compliance Risk, Business Controls and Oversight - Director

Job Description: Job Title Director of Financial Crime & Compliance Risk, Business Controls and Oversight Corporate... Title Director Location New York, NY Overview The position holder has the responsibility for both Compliance...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 21 Nov 2024
Salary: $170000 per year

Associate Director- Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 20 Nov 2024
Salary: $160000 - 190000 per year

Compliance - Regulatory Strategy - Executive Director

Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the..., customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 15 Nov 2024

Associate Director- Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 10 Nov 2024
Salary: $160000 - 190000 per year

Global Markets Regulatory Compliance Advisory - Americas Director

Summary Global Markets Regulatory Compliance (“GMRC”) Advisory - Americas Director is responsible for providing... Responsibilities: · Responsible for the ongoing development, implementation and refinement of a comprehensive compliance program...

Posted Date: 08 Nov 2024

Global Markets Regulatory Compliance Advisory - Americas Director

- Americas Director Contract type Permanent Contract Job summary Summary Global Markets Regulatory Compliance (“GMRC... Job description Business type Types of Jobs - Compliance / Financial Security Job title Global Markets Regulatory Compliance Advisory...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 08 Nov 2024

Global Markets Regulatory Compliance Advisory - Americas Director

- Americas Director Contract type Permanent Contract Job summary Summary Global Markets Regulatory Compliance (“GMRC... Job description Business type Types of Jobs - Compliance / Financial Security Job title Global Markets Regulatory Compliance Advisory...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 08 Nov 2024

Assistant Director for Clinical Supervision and Compliance

Full-Time Assistant Director for Clinical Supervision and Compliance Salaried, Exempt Reporting to: Clinic Director... & Counseling Center seeks a passionate leader to champion culturally responsive mental healthcare. As Assistant Director...

Posted Date: 06 Nov 2024
Salary: $80000 - 100000 per year

Director of Regulatory Compliance Operations

As Director, Regulatory Compliance Operations, you will oversee our regulatory approval, regulatory submission... are in compliance with applicable requirements for all lines of business. Contributes to the annual Plan risk assessment, collaborating...

Company: Athari
Location: New York City, NY
Posted Date: 06 Nov 2024
Salary: $150000 - 165000 per year

Compliance Director

. Position Overview: The Compliance Director is a multifaceted and significant role with a primary focus on maintaining the..., and investment property we service. From comprehensive financial oversight to operations management, compliance administration...

Company: Archinect
Location: New York City, NY
Posted Date: 06 Nov 2024
Salary: $85000 - 95000 per year

Director, GxP Quality Assurance and Compliance

We are looking to hire a Director, GxP Quality Assurance and Compliance to join us in our mission to discover..., change control, CAPAs, product label review, risk management, and eQMS (MasterControl) Ensure compliance, in collaboration...

Posted Date: 23 Oct 2024

Investigations, Compliance & Privacy - Director

circumstances. What you'll do You'll be a part of the team supporting our Investigations, Compliance & Privacy practice... misappropriation, and corruption. Assessments of complex financial transactions for compliance with generally accepted accounting...

Company: AlixPartners
Location: New York City, NY
Posted Date: 04 Dec 2024

Director, Compliance

. About the Role We are looking for a compliance professional to lead our Compliance Team. You will own the policies, procedures..., and technology stack for our compliance program, which spans numerous financial products in multiple jurisdictions. You will work...

Company: Ramp
Location: New York City, NY
Posted Date: 09 Nov 2024

Managing Director- Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 03 Nov 2024

COMPLIANCE CROSS MANAGER BUSINESS EXECUTION II

personnel are trained in applicable aspects of OFAC. Regularly apprising the Director of Branch BSA Compliance of ongoing... Program (“OFAC”). Direct a team of BSA/OFAC Compliance professionals who have responsibility for the functions associated...

Company: BBVA
Location: New York City, NY
Posted Date: 04 Jan 2025
Salary: $125000 - 160000 per year

Investigations and Compliance Officer

). The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO... workforce practices, and create engaging and respectful workplace environments. Under the direction of the Director...

Company: City of New York
Location: New York City, NY
Posted Date: 03 Jan 2025

Compliance Executive for Self Clearing Broker-Dealer located in New York

in a timely fashion. Minimum 5 years of experience working in a senior compliance role (CCO, Director or similar) within a Self...cx Self-Clearing Broker Dealer seeks experienced Senior Compliance Individual with a minimum of 5 years of experience...

Company: AJ Consultancy
Location: New York City, NY
Posted Date: 02 Jan 2025

HR Compliance Specialist

with the Onboarding and HR Compliance Director for follow-up and resolution. Oversee and maintain certification management... policy. X Accept Cookies HR Compliance Specialist Job Details Job Location HeartShare Human Svs, 330 Jay St 29th...

Company: HeartShare
Location: Brooklyn, NY
Posted Date: 02 Jan 2025
Salary: $60000 - 70000 per year

Investigator Employee Compliance

), seeks a full time Investigator Employee Compliance in the Bureau of Legal Affairs/ Substance Testing Unit. Reporting... directly to the Director of Substance Testing Unit the successful candidate will: Travel to various field locations and FDNY...

Company: City of New York
Location: New York City, NY
Posted Date: 30 Dec 2024

Finance Compliance Analyst

contracts for fiscal compliance by maintaining expertise on federal agencies' funding requirements Assist the Director...’s most complex challenges and deliver more impact together. Role description: Arcadis is seeking a Finance Compliance Analyst...

Company: Arcadis
Location: New York City, NY
Posted Date: 22 Dec 2024
Salary: $150000 - 158000 per year