implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned... to enterprise requirements and support sound operational and compliance risk management. Apply knowledge of the business, products...
Manager in the Retirement business within Asset Management, you will partner with senior leaders to drive strategic... requests and the annual RCSA (Risk Control Self-Assessment) process Handle ad-hoc client issue escalations Prepare senior...
of the Bank's overall compliance management systems (CMS), the Senior Compliance Manager - Lending engages with various... of a full-time Senior Compliance Manager Monitoring in Kansas or other Sunflower Bank N.A. offices. Summary In support...
Job Description: Job Title: Senior HR Compliance Manager Reports to: Senior HR Director Job Location: Los Angeles.... Position Summary We're seeking a full-time Senior HR Compliance Manager for our Los Angeles-based corporate office...
Assessment (CRA), Business Unit Compliance Assessments (BUCA) and issue management processes. Minimum Qualifications 4... Office, Control Management, Independent Compliance Testing, Privacy, Internal Audit Group) Review documentation and approve...
with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment..., and Compliance Department initiatives by actively participating in relevant business forums and internal meetings. Create...
with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment..., and Compliance Department initiatives by actively participating in relevant business forums and internal meetings. Create...
) you will conduct compliance testing for the Wealth and Asset Management (W&AM) business and be responsible for testing strategy.... - Develops and report's findings to Senior Management regarding their business lines. - Execute increasingly complex testing...
business control strategies into actionable plans. Works with senior leadership to develop, implement and communicate the...’s Degree preferred. 5 years of financial services industry, risk, business controls or compliance management experience...
National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for Capital Markets (comprised... as the business teams’ liaison for business line risk management, compliance activities, legal engagement, and internal...
BUSINESS CONTROLS MANAGER WHAT IS THE OPPORTUNITY? This position will report to the Business Control Officer ("BCO..., including Risk and Control Self Assessments (RCSA’s), Key Risk Indicators (KRI’s), Issue Management, Operational Losses...
control environment to mitigate operational risk. Join our Business Control Management team, focusing on the North America.... As a Business Control Manager in the North America Credit Markets team, you will manage and enhance the end-to-end control...
's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for (XXX) Banking and will partner with the... as the business teams’ liaison for business line risk management, compliance activities, legal engagement, and internal...
strategic objectives. Identifies and develops strategies in line with the line of business senior management to respond to top... management reports and business reviews for senior management to increase transparency of key initiatives. Demonstrate...
within risk management, compliance, audit, or similar function within the institutional asset management business. Broad product... Management business of Prudential, we’re always looking for ways to improve financial services. We’re passionate about making...
for every future! Purpose The Senior Manager FLSS, contributes to the overall success of the front office/first line... to other management information, in the periodic management meetings to maintain appropriate 1A oversight of the business. Create...
for every future! Purpose The Senior Manager FLSS, contributes to the overall success of the front office/first line... to other management information, in the periodic management meetings to maintain appropriate 1A oversight of the business. Create...
Principal Supply Chain Business Operations Compliance Specialist. The Control Account Manager (CAM)/Earned Value Management.... Join the Space revolution and make the impossible, possible. The Propulsion Systems (PS) has an opening for a Senior...
to ensure satisfactory outcome Engage with control colleagues across the firm, business, operations management, legal... Minimum 5 years of relevant experience in Risk Management, Issue and Action Plan remediation, Audit, Compliance, or related...
The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit... and manage a budget Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance...