: An opportunity to work in a dynamic compliance function focusing on trading surveillance. The role helps to manage the Firm... surveillance. Identify potential areas of compliance vulnerability and risk; develops and/or implements corrective action plans...
: An opportunity to work in a dynamic compliance function focusing on trading surveillance. The role helps to manage the Firm... surveillance. Identify potential areas of compliance vulnerability and risk; develops and/or implements corrective action plans...
to customers. To be considered for this position, please send a resume to careers@phillipcapital.com with “Compliance Analyst... of registered representatives Perform review of email surveillance, escalating items to the CCO as needed Develop, review...
as a . Interactive Brokers is looking to hire two Trade Surveillance Analysts (temps) for a six-month assignment in its Chicago, Illinois... will report to a Compliance Manager and assist with ensuring the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti...
procedures. Performance management (e.g., submission of CPARS, ensuring compliance with the Quality Assurance Surveillance Plan...Acquisition Analyst Primary Location: United States- Chicago, IL Clearance: Public Trust Description & Key Role...
as a . Interactive Brokers is looking to hire a full-time Quality Assurance Compliance Analyst at the Chicago office. This position... Compliance Manager in our Chicago office and will assist with ensuring the firm complies with the Bank Secrecy Act, the USA...
. As a lead analyst, run point on completing surveillance reviews of DBRS Morningstar-rated CMBS transactions. This work... transactions. The individual will serve as a lead analyst, preparing the rating committee package and making regular presentations...
. As a lead analyst, run point on completing surveillance reviews of DBRS Morningstar-rated CMBS transactions. This work... transactions. The individual will serve as a lead analyst, preparing the rating committee package and making regular presentations...
as a . Interactive Brokers is looking to hire a Model Governance and Risk Senior Analyst at our Chicago Office. The position... and regulations related to Models Governance and Risk. As a senior analyst, you'll work on the global Model Governance and Analytics...