and internal policies Provide guidance on control room procedures to various departments Assist with market sounding approvals... experience within the investment banking / broking sector Some experience of Control Room operation – preferred...
in a dynamic compliance function focusing on Central Compliance (Surveillance, Policies, Training, Control Room, Entity Servicing...: Position Purpose: Compliance analyst to assist in setting up a Global Central Compliance function. An opportunity to work...
obligations and associated risk impact. Oversee day to day compliance matters which may include responsibility related to control... room, operational and other core compliance queries and tasks; Utilise and build knowledge and experience of Capital...
by its customers. We’re helping people take control of their financial future and achieve their goals, whilst making a positive impact.... But most importantly, we are on this journey together. About the Team We are hiring a Credit & Reporting Analyst within the Lending...
, guidance and basic disciplinary to the Regional Operations Centre (ROC) and the Security Control Room (SCR) on a shift by shift... basis 24/7. Work alongside the Intelligence Analyst to identify any potential impact to DB operations or business...