-term, sustainable value for our clients and partners. Job Description We’re recruiting for a Compliance Analyst... to develop and implement a comprehensive, risk-based Compliance Surveillance Programme Overseeing business activities...
-term, sustainable value for our clients and partners. Job Description We're recruiting for a Compliance Analyst... to develop and implement a comprehensive, risk-based Compliance Surveillance Programme Overseeing business activities...
to identify potential compliance risks. Participating in any testing of new calibration or systems relating to the surveillance... in the administration of compliance policies and procedures relating to surveillance. Support new business initiatives e.g...
. You will report into the Senior Compliance Analyst responsible for oversight of the EMEA and Asia Trade Surveillance programme...: Job Description Are you a passionate, entrepreneurially minded Compliance Professional with strong analytical skills? Do you thrive in a flat hierarchy...
Abuse framework. Experience of Trade Surveillance, other Compliance disciplines or a strong numerical degree... Surveillance team, providing Market Abuse and Market Conduct Surveillance to Capital Markets (CM), Global Asset Management (GAM...
Regulatory Compliance Advisory Analyst Location: London (3 days a week in the office) Are you ready... of surveillance technology and staff training initiatives. Scope of the Role: Oversee compliance obligations for the London...
Regulatory Compliance Advisory Analyst Location: London (3 days a week in the office) Are you ready... of surveillance technology and staff training initiatives. Scope of the Role: Oversee compliance obligations for the London...
The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the... company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions...
The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the... company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions...
The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the... company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions...
to join us. About the Role Ensure Quilter Cheviot’s compliance with relevant regulatory requirements through effective surveillance..., monitoring, and advisory services. Surveillance and Monitoring Reviews Conduct reviews as outlined in the Compliance Programme...
The Compliance Department at Squarepoint has a wide range of roles and responsibilities that seek to: Maintain... and protect the good reputation of the firm Promote a strong culture of compliance and ethical behavior Ensure compliance...
submissions to the Dealing Management Committee, while supporting periodic thematic Compliance reviews or Audit / AAF / ICF / FORT... Aladdin, Bloomberg, Surveillance Grid and COBRA e.g. exceptions monitoring, price limits, liquidity, pre-post trade analysis...
to regularly ingest and monitor data to detect regulatory and compliance risks such as fraud, bribery and corruption, money... misconduct, trader, and market abuse (surveillance), and much more. This is achieved by combining deep forensic investigation...
Trading Operations Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... and regulatory requirements of the job in full Ensure Benchmark Regulation Compliance as a Benchmark Administrator. Participate...