, and are able to adapt to a changing regulatory landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal... their duties to overseeing the firm's Swap Dealer Compliance Program Assist in managing conflicts of interest and other issues...
's Swap Dealer compliance program Manage and execute audits focused on the firm's compliance with the Swap Dealer... functions Prior experience in and understanding of laws, rules, and regulations pertaining to swap dealer requirements...