Our client is seeking a Compliance, Swap Dealer to join their team. The ideal candidate will have effective... organization. Job Title: Compliance, Swap Dealer Location: New York, New York Pay Range: $80.00/hour - $85.00/hour...
Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance... experience of large teams Extensive global Volcker, Swap Dealer and Markets compliance and audit related experience...
, NYMEX and ICE US. Such knowledge should also include Client Board regulations, Volcker, CFTC Swap Dealer, and SEC Swap...Job Role: Regulatory Compliance Analyst Duration: 5 Months Contract with possible extension Location : Jersey City...
regulations, Volcker, CFTC Swap Dealer, and SEC Swap Dealer requirements. Strong industry knowledge and working knowledge of the...Compliance Testing Examiner Location: Jersey City, NJ/ Hybrid Duration: 6 months Description: Business Overview...
, NYMEX and ICE US. Such knowledge should also include Client Board regulations, Volcker, CFTC Swap Dealer, and SEC Swap...Job Role: Regulatory Compliance Analyst Duration: 5 Months Contract with possible extension Location : Jersey City...
), and other relevant U.S. regulatory bodies. The ideal candidate will have deep expertise in broker-dealer and swap dealer regulations... to succeed? 10+ years of experience in financial services At least 5 years of experience in broker dealer and/or swap dealer...
US. Such knowledge should also include Client Board regulations, Volcker, CFTC Swap Dealer, and SEC Swap Dealer requirements... ability to influence stakeholders at the team level. Compliance Culture and Conduct: o Takes full responsibility for personal actions...
regulations, Volcker, CFTC Swap Dealer, and SEC Swap Dealer requirements. Strong industry knowledge and working knowledge of the... with management and department leaders. o Demonstrates the ability to influence stakeholders at the team level. Compliance Culture...