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Keywords: Compliance, Regulatory Practice Group, Banking, Vice President, Location: New York City, NY

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Compliance, Regulatory Practice Group, Banking, Vice President

RPG-Banking team. An RPG-Banking Vice President must have the ability to: Leverage strong communication...MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 20 Jul 2024

Wealth Management Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel

Products and Regulatory Attorney - Vice President, Assistant General Counsel within our Wealth Management Legal team... and helps shape the regulations that affect the businesses. The group is organized into practice groups that align with the...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 25 Aug 2024

Regulatory Counsel, Vice President

will provide more details. Regulatory Counsel, Vice President At MUFG, we share a vision for our future, we share our successes... of, and compliance with, U.S. banking laws applicable to foreign banks operating in the U.S., as well as applicable laws and regulations...

Company: MUFG
Location: New York City, NY
Posted Date: 16 Jul 2024

Vice President, Broker-Dealer Private Side Compliance Advisory

of benefits to its employees. Role Description The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory..., Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists...

Posted Date: 01 Aug 2024

Global Structured Finance (Project Finance) - North America - Vice President, Power & New Energies

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...

Posted Date: 17 Jul 2024

Sales Middle Office, Vice President

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...

Posted Date: 01 Aug 2024

Vice President, Assistant General Counsel - Public Finance

that issue debt in the tax-exempt and taxable capital markets. As a Public Finance Attorney - Vice President, Assistant General... (and the Commercial & Investment Bank more generally), and collaborates daily with banking, markets, regulatory...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 13 Aug 2024

Credit Trading and Special Situations Attorney – Vice President, Assistant General Counsel

daily with banking, markets, regulatory and other lawyers across JPMorgan's legal department, as well as compliance, risk... perfect fit for our team. As a Credit Trading and Special Situations Attorney - Vice President, Assistant General Counsel...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 13 Jul 2024

Internal Audit - Quality Assurance & Improvement Program, Vice President

reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management... on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 07 Sep 2024

Market Risk Strategic Initiatives Director

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...

Posted Date: 25 Aug 2024

Cyber Operations

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...

Posted Date: 01 Aug 2024

Corporate Derivatives Marketer - VP (Japanese Corporate and Affiliate Risk Solutions)

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo...

Posted Date: 01 Aug 2024