's Solutions Provider award (See link below). About the Role iCapital is seeking a Vice president to lead its Compliance... marketing program for funds registered under the Investment Company Act and to provide support to its growing 1940 Act funds...
's Solutions Provider award (See link below). About the Role iCapital is seeking a Vice president to lead its Compliance... marketing program for funds registered under the Investment Company Act and to provide support to its growing 1940 Act funds...
of benefits to its employees. Role Description The Vice President is a supporting member of the in the Bank's Fund Finance..., pension funds, insurance companies, and other institutional investors. Build relationships with Japanese institutional...
; Regulated Funds, which oversees the compliance for advised and sub-advised registered funds and public companies; Financial...; Marketing and Distribution, focusing on global marketing regulations as well as compliance for Ares’ registered broker-dealers...
precedent (“CPs”) for such flows of funds and evaluate whether the presented materials satisfy each of the required CPs Check..., etc. Follow up on delivery of Borrower's reporting requirements (i.e. compliance items) Review compliance documents submitted...