, and are able to adapt to a changing regulatory landscape. Market Surveillance Compliance The Market Surveillance Compliance... team sits within the Global Compliance Department. The team strives to detect potential insider trading, market abuse...
controls testing. Engage in proactive surveillance activities to detect and resolve potential compliance issues. Key focus... fixed income surveillance systems, Take leadership role lead on various compliance projects such as rule changes. Assist...
controls testing. Engage in proactive surveillance activities to detect and resolve potential compliance issues. Key focus... fixed income surveillance systems, Take leadership role lead on various compliance projects such as rule changes. Assist...
. What you will be responsible for As an Investor Relations, Assistant Vice President you will: Attend internal meetings with executive management... market. You’ll play an integral role in supporting the Global Head of IR, the wider IR team and State Street executives in...
and procedures to align with evolving regulations and best practices. Reporting to the Vice President of FCC Advisory, this role... of business environment transformations to ensure a fluid transition Assist in the review of existing market surveillance...