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Keywords: Chief Risk Officer - Wealth Management, Location: New York City, NY

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Chief Risk Officer - Wealth Management

A leading American Investment Bank in NYC is looking to bring on a Chief Risk Officer for their Wealth Management... Division, reporting to the CRO, to build out the risk framework and capabilities for their Wealth Management business...

Company: Selby Jennings
Location: New York City, NY
Posted Date: 28 Nov 2024

Chief Administrative Officer, US Wealth Management

? We are looking for a Chief Administrative Officer (CAO) for our US Wealth Management business to oversee all field organization operations...Business Divisions Global Wealth Management Your role Are you a change agent that is solution-oriented, motivated...

Company: UBS
Location: New York City, NY
Posted Date: 04 Jan 2025

Asset & Wealth Management, Goldman Sachs Asset Management, Product Marketing Associate

outcomes, and shared success over time. About Goldman Sachs Marketing Led by the firm's first Chief Marketing Officer, the... to optimize impact. Risk management: Maintain strict adherence to regulatory and procedural guidelines for all marketing...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 22 Dec 2024
Salary: $100000 - 160000 per year

Risk Management - Asset Investment Management - Multi Asset Solutions - Investment Risk Manager, Senior Associate

guidance and clear direction on key principles, and proactively managing risks. The Chief Risk Officer of Asset Wealth... Management (AWM CRO) reports directly to the firm wide Chief Risk Officer (CRO) and is a member of the Risk Operating Committee...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 11 Jan 2025

VP, Risk Regulatory Engagement Officer (Hybrid)

hoc requests related to Enterprise Risk Management, Risk Chief Administrative Officer, Data Analytics Reporting... & Technology, and CBNA Chief Risk Officer organizations. Coordination activities include project management of exams, oversight...

Company: Citigroup
Location: New York City, NY
Posted Date: 08 Jan 2025

Administrative Assistant, S&P Global Ratings, Ratings Compliance & Risk

Matrix Officer, including support for the members of the Compliance & Risk senior management team, and the Designated... Assistant to provide support to the New York office of the Ratings Compliance & Risk department, reporting to the Global Chief...

Company: S&P Global
Location: New York City, NY
Posted Date: 12 Nov 2024
Salary: $90000 - 105000 per year

Senior Associate, Investor KYC Compliance

investor’s structure, business activities, source of wealth and funds, and other risk factors to perform a comprehensive risk... management legal and regulatory compliance, risk management, and industry policy best practices Strong understanding of Anti...

Posted Date: 21 Nov 2024
Salary: $120000 - 140000 per year

Vice President, Compliance (KYC)

of wealth and funds, and other risk factors considering the Firm’s risk tolerance and relevant jurisdictional requirements... oversees and manages Ares’ global regulatory compliance and ethics program. Under the leadership of the Global Chief Compliance...

Posted Date: 23 Oct 2024

Associate Vice President, Investment Adviser Compliance

leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate..., but are not limited to: Actively engage with the Chief Regulatory Officer to assist in directing the Compliance function throughout the...

Posted Date: 11 Jan 2025
Salary: $140000 - 175000 per year

Senior Associate, Fund Accounting

& New York reporting into the Chief Accounting Officer – Infrastructure Debt based in New York. The Senior Associate... and improvement of business processes and systems to ensure efficient and effective management of processes, operational risk and key...

Posted Date: 19 Dec 2024
Salary: $130000 - 150000 per year

VP/Director of Manager Research

What You’ll Do: We are looking to hire a Director of Research (DoR) within the Bernstein Private Wealth Management... at Bernstein. Who You’ll Work With: Bernstein’s Private Wealth Management investment platform is overseen and curated by the...

Posted Date: 12 Jan 2025
Salary: $175000 - 225000 per year

Fixed Income Compliance Advisor - Municipals and Rates

, Municipal Finance, and Rates Sales & Trading businesses. What will you do? Management of the Municipals, Rates, and Wealth... policies to mitigate potential risk. Manage Regulatory Compliance Management (“RCM”) processes (e.g., Issues Management, Risk...

Posted Date: 20 Dec 2024

Manager, U.S. Business Continuity Manager and Operational Resilience

and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products... for every future! Purpose This role contributes to the overall success of the Office of the Chief Operating Officer in the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 08 Dec 2024
Salary: $90000 - 167200 per year

Manager, U.S. Business Continuity Manager and Operational Resilience

and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products... for every future! Purpose This role contributes to the overall success of the Office of the Chief Operating Officer in the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 07 Dec 2024
Salary: $90000 - 167200 per year

Workplace Solutions - Financial Planning & Analytics Executive Director

Job Description: JPMorgan Asset & Wealth Management (“AWM”) has a new opening for a Workplace Solutions -FP...&A Executive Director based in New York, NY. This position will report directly to the Chief Financial Officer (CFO) of Workplace...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 29 Nov 2024

Director Business Affairs

for all Operational Risk matters. Represent CNR in all Senior Wealth Management Risk Committee matters. Work with CNB Risk Officer... in-house and outside counsel, Executive Management Team, Chief Investment Officer/Investment team, and WM New Product Committee...

Posted Date: 27 Oct 2024
Salary: $127626 - 237014 per year