Overview The SOC Reporting PMO is a centralized group within State Street’s Business Risk Management division... with accounting standards, industry trends and common client needs and liaises between the SOC reporting service auditor and business...
business. We support a wide range of internal stakeholders alongside having significant interaction with external clients... Develop and maintain tracking metrics for management reporting and escalation Establish a rapport with Business Managers...
This role seeks a Senior Compliance Officer - Control Room - VP who will work within the Control Room of a leading... with regulations. Senior Compliance Officer - Control Room - VP, London The function typically acts as a second line of defence...
and other stakeholders to drive risk excellence. Work in conjunction with other Technology Risk and Controls departments as well as business...Who we are looking for The Controls Design & Development department within Technology Risk and Controls is building...
. YOUR IMPACT No trading system or business is complete without an integrated and thoughtful approach to controls and risk... is a systematic market making business covering European equities, equity futures and ETFs. SMM focuses on providing liquidity...
of operational and compliance risks in Markets Sales and Trading businesses. The 1st Line of Defence (1LOD) Markets Controls Testing... of control testing covering all Markets businesses globally. The primary mission of the 1LOD Markets Controls Testing team...
Description VP, Accounting and Order Management About Us: Our mission is to elevate leading brands through... are what drive and unite us across the globe. About the Role/ The Opportunity: The VP will be responsible for overseeing...
Operational Risk Specialist (VP Level) Location: London, UK Contract Type: Temporary (Contract) Start Date: Early... 2025 Salary: Competitive Day Rate About the Role We are seeking an experienced Operational Risk Specialist at VP level...
Operational Risk Specialist (VP Level) Location: London, UK Contract Type: Temporary (Contract) Start Date: Early... 2025 Salary: Competitive Day Rate About the Role We are seeking an experienced Operational Risk Specialist at VP level...
that collectively help our clients Partner with colleagues in Banking, Sales,, FLU COOs, FLU Change, FLU Business Controls, Operations...) Outreach teams within the Global Corporate and Investment Bank (GCIB) and Global Markets (GM) lines of business. The Function...
a trading book and generate revenues and manage risk for the respective business Coordinate with Sales, Research, CMand... and other organizations across Markets and Securities Services and the broader business Trade a book and deliver on budgeted revenues...
breached, escalation to senior management within Risk and the business. Oversight of daily reporting on firm positions... including VaR, Sensitivity Analysis & Stress Testing. Escalating key risk issues to both Risk and Business Management...
and reference documentation or Controls The team is responsible for the monitoring of transactions flows from FO to Post Trade systems and the... & Cancel policy · Implementation of transversal controls complying with new Regulatory constraints · Implementation...
in Banking, Sales,, FLU COOs, FLU Change, FLU Business Controls, Operations, and other groups as needed Review clients... with clients across business sectors and regions to meet KYC requirements for periodic refreshes in a timely manner. Role...
Business Controls, Operations, HR and other groups as needed Embrace a collaborative and output oriented culture... lines of business. The Function The Client Outreach team are the front line unit who work with clients as part...
business unit, responsible for management and governance of electronic trading controls and real-time monitoring of electronic... of our business, and our dynamic environment requires innovative strategic thinking and immediate, real solutions. Want to push the...
Safeguarding Business Analyst will be responsible for supporting the VP Risk in oversight and execution of the firm's safeguarding... by a team of proven FinTech entrepreneurs, we are an FCA-regulated business providing global claim funds management and payment...
Safeguarding Business Analyst will be responsible for supporting the VP Risk in oversight and execution of the firm's safeguarding... entrepreneurs, we are an FCA-regulated business providing global claim funds management and payment solutions. Operating one of the...
and VP, Business Operations as required to evaluate, model, present and track strategic initiatives. Report and analyse...) Ability to liaise with key stakeholders (VP & Business Partners) Creative, innovative, energetic and flexible A self-starting...
, , etc.). The GCIB Business Management function is responsible for supporting the management and business units within GCIB... from, inter alia, a strategic, operational and governance perspective ensuring the business maintains its ‘license to operate...