broker dealer and investment advisor representative offices. Additional duties as required Successful Branch Manager...) years of experience as a broker dealer supervisory principal Familiarity with Raymond James systems Helpful...
The Business Risk Officer – Central Review Unit Supervisory Principal role in Citi Global Wealth is a seasoned FINRA... and FINRA Rule 2330), and provide pre-trade supervisory/principal approval of these transactions. In addition, the role holder...
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member... and external Advisor talent by building and maintaining personal network of contacts High degree of investment services...