, Enterprise Risk Management, and Corporate Audit, as appropriate Oversee the monitoring of applicable regulatory changes in the... such changes Ensure the effective identification, measurement, control and management of compliance risk, ensuring...
Reporting Associate Director Consulting brings together multiple teams across Transactions, Risk & Consulting, ABA... support, risk and governance, forensic and investigation services, and restructuring. Our solutions create an enhanced...
, exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests... Experience of dealing with various different stakeholders (Front Office, Legal, CoSec, Risk, IT, Finance, HR, etc) Desirable...
, exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests... Horizon Scanning Audit Requests Responsibilities Overseeing the SM&CR framework for the firm's regulated entities...
, exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests... Horizon Scanning Audit Requests Responsibilities Overseeing the SM&CR framework for the firm's regulated entities...
. Be a key liaison with the external auditors, managing the year-end audit and annual statutory filings that have to be completed... resolution of issues with opposite, inter-company relationship controller. To be alert to Conduct Risk issues, specifically the...
More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms... of independent audit, tax and advisory firms, made up of some 58,000 people in over 135 countries. We're a team of independent...
continuity, IT service continuity, crisis management, risk management, IT audit, incident management and response, third-party.... You will lead by example and act as a role model for our people in the way that you live our values. Your key responsibilities...
stakeholders, building trust, and bringing a collaborative mindset. · Where assigned by the Audit Director /Audit Senior Manager... vision, strategy and target operating model of Internal Audit. In particular, responsible to: Demonstrate a culture...
as delivered by your line manager, the Culture & People or assurance teams (compliance, risk, internal audit) either directly, via... and functional areas including: Underwriters, Claims, Operations, Finance, Internal Audit, Risk and Culture & People. External...
and ensure closure by working closely with issue and MAP owners Liaise with 2nd line Compliance, FCoE, Audit, Risk management... are properly reported and managed in a timely manner. Responsible for the risk framework and governance model for CKG and provide...
, exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests...: * Regulatory requests Regulatory development and horizon scanning Regulatory License & Permissions Audit requests...
's Strategy, Risk and Transactions Advisory practice, providing independent advice and world class execution across the full... Structuring practices, as well as other Deloitte service lines including Transaction Services and Risk Advisory, to optimise...
and wordings, as well as those of key competitors. The Manager will be expected to work closely with risk engineers, identifying... must demonstrate strong competence and experience in the following areas: Technical Underwriting Skills. The Manager will be expected...