and internal auditors for regulatory reporting matters. Maintain proper procedure manuals for regulatory reporting. Get involved... in system UAT related to regulatory reporting. Requirements: Degree holder in Accounting, Finance or related disciplines...
seeking a high caliber professional to join our team as WPB CDD Assistant Manager to support the Customer Due Diligence (CDD... and monitoring, operational performance issue resolution and respective management information reporting Requirements...
will be considered as Manager Extensive insurance business knowledge, sound accounting and regulatory knowledge Passionate...’s general business financial reporting, statutory reports and projection. Main Responsibilities: To ensure all accounting...
/ Euroclear instructions within the delegated authority. Perform management reporting and regulatory reporting in accordance... and OTC Derivatives transactions. Ensure the execution of transactions are complied with HKMA/Regulatory standards...
control, and regulatory / internal reporting) b) Technology and Operations functions (e.g. Business continuity planning... in banking and regulatory environment Familiar with local regulatory requirements, standards and market practices in Hong Kong...
compliance with the latest regulatory requirements and group policies. Respond to internal and external audit requests, track..., collaborate with compliance and IA teams to ensure HR and Admin practices align with regulatory and internal policies requirements...
in accordance with internal & external regulatory requirements and report special cases to management immediately Coordinate... to ensure that complaints are handled in compliance with the latest regulatory requirements and ISO standards Review the...