a career ladder – which is why we encourage and enable a wealth of avenues and interesting opportunities...) Lead and drive the delivery of Service governance, core control framework and regulatory adherence Partner with business...
capture in the case management system to meet internal and regulatory reporting requirements. Training and Development...’s people represent a wealth of knowledge and expertise, and we’ll encourage you to build your network, work alongside...
pension funds, endowments, family offices, and sovereign wealth funds. Market Analysis: Conduct market research to identify... investors. Reporting and Communication: Oversee the preparation and dissemination of regular performance reports and updates...
, innovation, and collaboration. About the Role: Reporting to the Associate General Counsel, this Senior Manager – Compliance... and regulatory requirements. This role will report to the Associate General Counsel and will be located in either our London...
that all Governance and Compliance requirements are adhered to and all reporting and reviewing activities required by the Regulatory... on the business balance sheets and ensure that the intercompany funding process operates effectively Processes / Reporting...
Company Description For over 180 years, Evelyn Partners has been a leading force in UK wealth management... analytical solutions, systems reviews, systems implementations, compliance and reporting services and much more. Do you want...
and execution of private and public capital markets transactions relating to loans originated through our platform Reporting... of all related documentation Good knowledge of regulatory issues relating to financing, securitisation and/or direct lending...
's compliance with regulatory obligations and industry standards. Job responsibilities: Lead and managea team responsible... for control evaluations and end-to-end substantive testing activities, including planning, fieldwork and reporting. Lead...
and compliance is managed effectively. Be accountable for data integrity and reporting in the HR systems. Quality Ensuring... compliance with industry and regulatory standards. Champion the application of quality principles in HR, governance, quality...
to and all reporting and reviewing activities required by the Regulatory Bodies are carried out to the standards required. WE WOULD LOVE... of hybrid working. Close Brothers is a leading UK merchant banking group providing lending, deposit taking, wealth management...
& Contracts Team, the Independence and Ethics Team and the Regulatory Supervisory Team, plus the Quality Monitoring Team. The team... approaches for managing risks Preparation of papers and supporting business attendees for committee attendance Reporting...
of Health and Social Care to improve the health and wealth of the nation through research and is the largest funder of health..., Department for International Trade, UK Health Security Agency, and Medicines and Healthcare products Regulatory Agency...
. We are searching for an atypical candidate with a wealth of business experience to use their commercial mindset to put our people... and reporting to the COO. You will be responsible for providing strategic leadership across our critical Core functions, Finance...
Asset Management, Life and Wealth. All three operating segments work together to deliver attractive financial outcomes... from across the organisation such as Investment teams, Risk, Compliance, Technology and others. Role Overview: Reporting to the...
: Assisting with marketing reviews, including conducting marketing reviews to ensure company branding and relevant regulatory... and the provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing...
Asset Management, Life and Wealth. All three operating segments work together to deliver attractive financial outcomes... network. Role Overview: Reporting to a Business Solutions Design Lead, this role is primarily responsible for developing...
, Regulatory and Industry Affairs and Corporate Audit as appropriate. Job Description Operational Risk Executive Key... and management). Provide risk reporting to the relevant businesses, committees and legal entity boards as required. Independently...
and maintained in accordance with internal and regulatory standards. Key deliverables Complete due diligence on new and existing... procedures where required. Client interaction when required/requested (majority are High Risk / Legal Entities / Wealth...
Financial Conduct Authority (FCA). We work with wealth and asset managers, brokerage firms, investment funds, debt finance..., documentation, and reporting, ensuring compliance with relevant auditing standards and firm methodologies. Identify...
of the business Ideally an up to date knowledge of the regulatory environment for Asset Managers and Wealth - for example...Job Title: Consultant - Senior Consultant - Manager Key Experience: Project Manager, Regulatory Delivery...