prosperity of all." Job Summary: The Market Surveillance & Monitoring Department is primarily responsible for maintaining the... Participants. It also cooperates with Hong Kong and Mainland regulators on their investigation of cross-boundary market misconduct...
including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent... of business and supervisory practice. Surveillance - Work with the Surveillance team on investigating irregular trading...
on information conflicts management, monitoring list administration, and trade and investment clearance. This Vice President... and oversees the global testing and surveillance program; AML-CTF, which develops and administers Ares’ Global Anti-Money...