policies. Serves as the primary liaison with the Chief Compliance Officer, Director of BSA & Compliance, and Ocean Bank... effectiveness of the compliance program to senior management and the Board of Directors. Must stay abreast of changes in securities...
with us. Role Summary This position is within the North America Compliance team reporting to the Senior Manager, Regulatory... advanced advice for the senior managers responsible for business unit compliance. Work with assigned internal clients...
Overview: Under the direction of the chief compliance officer or delegate, manages, supports and provides oversight... and monitoring of the Firm's internal controls, compliance, and operational functions. May also assist senior staff in preparing...
, and the ability to collaborate across departments. This role reports to our Chief Compliance Officer. This role is based...About the Team At OpenAI, our Compliance team is dedicated to fostering a culture of integrity and adherence...
Overview Under the direction of the chief compliance officer or delegate, manages, supports and provides oversight... and monitoring of the Firm's internal controls, compliance, and operational functions. May also assist senior staff in preparing...
and related documentation for reporting to the Chief Compliance Officer, Prime’s senior leadership team, executives, Corporate... Specialty- REMOTE Job Description The Senior Compliance Analyst assists in the implementation of Prime’s compliance programs...
Specialist; Full-time, Reports to Sherri Klaus, Director of Internal Audits & Compliance The Senior Compliance Specialist... for audit and regulatory examinations. In collaboration with the Compliance Officer, provide operational support in validating...
disclosure log relating to alleged compliance violations. Partner with the Chief Compliance Officer (CCO) and Human Resources (HR..., Field Compliance and Investigations will have direct responsibility for and assist with driving and implementing...
and compliance in the organization's GRC (Governance, Risk and Compliance) tools and provide reports to the Senior Risk Management... to the Senior Risk Management Officer. Work hours are generally 8:30 AM - 5:30 PM, Monday - Friday with some flexibility...
and our President and Chief Executive Officer, W. Robert Berkley, Jr., W.R. Berkley Corporation is well-positioned to respond... the assigned region(s) of the United States. This position will support other compliance-related tasks involving state...
strategic leadership to drive a data-driven compliance program. This position reports to the UHG Chief Compliance Officer... and will partner closely with the Optum Compliance Officer, UHC Compliance Officer, the enterprise enablement team, as well as the UHC...
strategic leadership to drive a data-driven compliance program. This position reports to the UHG Chief Compliance Officer... and will partner closely with the Optum Compliance Officer, UHC Compliance Officer, the enterprise enablement team, as well as the UHC...
disclosure log relating to alleged compliance violations. Partner with the Chief Compliance Officer (CCO) and Human Resources (HR..., Field Compliance and Investigations will have direct responsibility for and assist with driving and implementing...
. Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk... management function, led by the Chief Risk Officer, with the objective of ensuring that American Express operates in a safe...
methods of representing clients and taking complete ownership Acting as Chief Compliance Officer for clients..., and work with senior associate attorneys to provide legal advice General Counsel for BD and RIAs Regulatory defense Drafting...
compliance risks in existing and emerging operational areas. Prepares and present reports for senior leadership, corporate... will be on display. The Director - Compliance is responsible for leading and overseeing the Property’s compliance and Anti-Money...
compliance risks in existing and emerging operational areas. Prepares and present reports for senior leadership, corporate... will be on display. The Director - Compliance is responsible for leading and overseeing the Property’s compliance and Anti-Money...
Officer to oversee and ensure firmwide compliance with wages and hours, workers’ compensation, employee benefits as well... within the second line of defense, the HR Compliance Officer will work with a global team, cross functionally, to monitor...
Director, Cybersecurity – Governance, Risk & Compliance Position Summary Catalent, Inc. is a leading global... development, implementation, and ongoing management of our cybersecurity governance, risk, and compliance (GRC) program...
findings to the Compliance Officer, OBIE Committees, and senior management. Flexibility to provide ad hoc support... inquiries and investigations in collaboration with the Head of Assurance, and reporting results to the Compliance Officer...