and Escalation: Work closely with the Manager of Direct Operations and senior management to address escalated issues and provide... support to financial professionals. The ideal candidate will play a key role in maintaining compliance, overseeing account...
and administrative workshops. Collaboration and Escalation: Work closely with the Manager of Direct Operations and senior management... in maintaining compliance, overseeing account approvals, and supporting the training of new financial professionals. Essential...
safety meetings; implement formal corrective action in compliance with Company policy. 2. Act as the senior Company liaison... and compliance to project budget. 6. Fully complete all IES and project paperwork accurately and on time (specifically timesheets...