Job Summary Job Description What is the Opportunity? Execution of Compliance Quality Assurance activities... in accordance with the 2LOD Compliance Quality Assurance Program. The Quality Assurance team is responsible for monitoring...
Job Role: Regulatory Compliance Analyst Duration: 5 Months Contract with possible extension Location : Jersey City... to testing. Conduct or assist with special investigations and projects as deemed necessary by senior Compliance and business...
The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team is responsible... of projects, including ad-hoc projects and regulatory exams directed by other organizations within the compliance and legal...
Job Role: Regulatory Compliance Analyst Duration: 5 Months Contract with possible extension Location : Jersey City... to testing. Conduct or assist with special investigations and projects as deemed necessary by senior Compliance and business...
Compliance Senior Management. Additionally, the SMBC Compliance Department works closely with the Global Compliance Department... of benefits to its employees. Role Description The SMBC Compliance Department monitors the corporate banking, investment...
through expertise in data analytics and technical program delivery. As a Lead Solutions Analyst in Corporate Technology... workshops / brainstorming sessions with senior stakeholders and prepare associated materials (e.g., business process flows...
Job Description Job Description Summary: Senior Sponsored Account Analyst POSITION SUMMARY The Office... research funding, in addition to overseeing the sponsored rate development process for the university. The Senior Sponsored...
Job Summary: We are seeking an experienced Sr. Actuarial Analyst to join our team, focusing on risk monitoring... and support underwriting guidelines. Regulatory Compliance & Reporting: Support regulatory reporting and ensure compliance...
Job Description Senior Sponsored Account Analyst POSITION SUMMARY The Office of Sponsored Accounting and Cost... the sponsored rate development process for the university. The Sponsored Account Analyst position oversees the financial...
Job Description Job Description Summary: Senior Sponsored Account Analyst POSITION SUMMARY The Office... research funding, in addition to overseeing the sponsored rate development process for the university. The Senior Sponsored...
, business lines, and infrastructure partners (technology, compliance, legal, finance); and directly with various senior... (SEA Rule 15c3-3 & CIRO 4311) compliance capabilities of the U.S Broker Dealer (LLC) and Canadian Broker Dealer (DSI...
to join as a Technical Product Manager for Customer & Compliance reporting directly to Head of Planning & Strategy for Enterprise Data... as the role requires facing off to senior stakeholders and liaising with technologists to exchange information in a concise...
2025 Advancing Black Pathways Fellowship Program - Internal Audit Analyst Program Track Jersey City, NJ The..., you will be provided with an introduction to financial services and the firm. You will be exposed to our senior leaders and gain insight...
2025 Fellowship Program - Corporate Function- Internal Audit Analyst Program Track Jersey City, NJ The Advancing... program, you will be provided with an introduction to financial services and the firm. You will be exposed to our senior...
Job Summary Job Description What is the Opportunity? As an Internal Audit Analyst-Capital Markets... in a team-based environment to assess the effectiveness of internal controls and compliance with governmental regulations...
The Trust Investment Sr. Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing... Performing periodic investment reviews, generating reports and presenting the results to senior management Managing risk...
Job Description: 2025 Fellowship Program - Corporate Function- Internal Audit Analyst Program Track Jersey City, NJ... program, you will be provided with an introduction to financial services and the firm. You will be exposed to our senior...
Job Description: 2025 Advancing Black Pathways Fellowship Program - Internal Audit Analyst Program Track Jersey..., you will be provided with an introduction to financial services and the firm. You will be exposed to our senior leaders and gain insight...
We would like to hire hands on senior business analyst that will be responsible for requirement discussions, data analysis and business...Position: Business Analyst with Regulatory reporting Location: New York/ Jersey (Hybrid) Duration: 06-12 Months...
and identify areas of potential risk Works closely with model stakeholders and senior management with regard to communication... risk across the firm at both TOH and legal entity level, ensures compliance with regulatory requirements for Counterparty...