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Keywords: Senior Compliance Advisor, Location: USA

Page: 2

Tax Advisor - Federal/State Tax Compliance

compliance with federal, state, and other tax laws. The Tax Advisor will be pivotal in preparing, reviewing, and filing tax... documents and will work closely with senior management to identify opportunities for tax optimization and compliance strategy...

Company: Bank of America
Location: USA
Posted Date: 14 Nov 2024

Operational Compliance Advisor

response(s) to relevant inquiries by regulatory agencies as directed by TransUnion’s Chief Compliance Officer and other senior... of our team – you’ll work with great people, pioneering products and cutting-edge technology. As Advisor of Operational...

Company: TransUnion
Location: Chicago, IL
Posted Date: 14 Nov 2024

Lending Compliance Advisor

The Lending Compliance Advisor is responsible for supporting WPCU’s Compliance program’s daily activities to promote.... Provide support to the Senior Manager, Lending Compliance in scheduling and conducting meetings with business partners...

Posted Date: 30 Oct 2024

Resident Advisor (Compliance Officer)

Falls Pre-Release Services, Inc. Position: Compliance Officer Job Classification: Non-Exempt Reports To: Compliance... Officer Supervisor; Compliance Officer – Shift Manager Supervises: Residents, Jail Alternative Clients, Visitors...

Posted Date: 29 Dec 2024
Salary: $18.2 per hour

Fixed Income Compliance Advisor - Municipals and Rates

Job Summary Job Description What is the Opportunity? This role acts as Senior Compliance Officer primarily... report to senior business and functions management on compliance and regulatory developments and issue remediation. Manage...

Posted Date: 20 Dec 2024

Sr. Advisor, Compliance, Branch Examination (Remote Option Available)

and guidance to compliance efforts in assigned business entity. Informs appropriate Senior Management about issues that may... processes to detect and address potential compliance problems. Researches compliance issues. Alerts Senior Management...

Company: Raymond James
Location: USA
Posted Date: 17 Nov 2024

Financial Services Risk Transformation - Financial Crimes Compliance - Senior Consultant

, Financial Services, Senior - Financial Crimes: This position could be located in NY, NC. We help leading financial.... This allows us to provide a broad range of advisory services in areas such as financial crimes, consumer compliance, regulatory...

Company: EY
Location: New York City, NY
Posted Date: 30 Dec 2024

SOX Compliance Senior Analyst – IT Controls

financial reporting, with a focus on IT General Controls (ITGC) and IT application controls. The SOX Compliance Senior Analyst... findings to senior management and stakeholders, providing guidance on risk mitigation strategies. Act as a trusted advisor...

Company: iHeartMedia
Location: USA
Posted Date: 22 Dec 2024

Senior Professional Security Compliance

. Summary As Senior Professional Security Compliance, you will be accountable for all security-related compliance and delivery... in relation to client business objectives. The Senior Professional Security Compliance helps business leaders understand...

Location: Texas
Posted Date: 20 Dec 2024
Salary: $72800 - 104000 per year

Senior Compliance Analyst – Trust Company / Investment Funds / Asset Management

. Job Description Summary The Senior Compliance Analyst assists the Transamerica Trust Company (“TTC”) Chief Compliance Officer with a variety...Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal...

Company: Transamerica
Location: USA
Posted Date: 20 Dec 2024
Salary: $80000 - 95000 per year

Senior Professional Security Compliance

. Summary As Senior Professional Security Compliance, you will be accountable for all security-related compliance and delivery... in relation to client business objectives. The Senior Professional Security Compliance helps business leaders understand...

Location: Texas
Posted Date: 19 Dec 2024
Salary: $72800 - 104000 per year

Senior Analyst, AML Compliance Governance, Advisory, and Training

of their clients. Role Overview: The AML Compliance Senior Analyst performs various responsibilities within LPL’s AML Compliance... should work for the advisor, and not the other way around. Today, LPL is a leader* in the markets we serve, supporting more than...

Company: LPL Financial
Location: USA
Posted Date: 15 Dec 2024
Salary: $71700 - 119500 per year

Senior Director, Real Estate Compliance

. Salesforce is seeking a Senior Director, Real Estate Compliance to join our Real Estate Strategy & Operations team. The ideal... management, and at least 10+ years of experience with corporate real estate compliance. The Senior Director, Real Estate...

Company: Salesforce
Location: San Francisco, CA
Posted Date: 13 Dec 2024

Senior HR Compliance Manager

Job Description: Job Title: Senior HR Compliance Manager Reports to: Senior HR Director Job Location: Los Angeles.... Position Summary We're seeking a full-time Senior HR Compliance Manager for our Los Angeles-based corporate office...

Company: SHEIN
Location: USA
Posted Date: 03 Dec 2024

Senior Associate, Regulatory Reporting Compliance

a Senior Associate to join our Regulatory Reporting team. The ideal candidate will be responsible for assisting in the... departments. Assist the Regulatory Reporting team in coordinating with members of the global Compliance team to drive efficiency...

Posted Date: 21 Nov 2024
Salary: $120000 - 140000 per year

Senior Compliance Officer

our company, team, and portfolio of assets. We are seeking a highly skilled Senior Compliance Officer. The ideal candidate... will have extensive experience in investment management compliance and regulatory matters, particularly with the U.S. Securities...

Location: USA
Posted Date: 21 Nov 2024

Senior Associate, Compliance Operations (Project Management)

for collaborating with the senior leadership Regulatory and Compliance team to determine and prioritize business strategies, improve..., experiences, and perspectives can build careers within this exciting and growing industry. Job Description The Ares Compliance...

Posted Date: 21 Nov 2024
Salary: $120000 - 140000 per year

Senior Associate, Investor KYC Compliance

, experiences, and perspectives can build careers within this exciting and growing industry. Job Description The Ares Compliance... Department oversees and manages Ares’ global regulatory compliance and ethics program. Under the leadership of the Global Chief...

Posted Date: 21 Nov 2024
Salary: $120000 - 140000 per year

Senior Associate, Registered Product Compliance (JD Degree Required)

and Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the... leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate...

Posted Date: 15 Nov 2024
Salary: $160000 - 200000 per year

Senior Counsel, Technology Contracting & Compliance

Job Description: Senior Counsel, Technology Contracting & Compliance POSITION PROFILE Provides legal advice... affecting Ricoh's business. Primary legal advisor for privacy and data security. Job Duties and Responsibilities Reviews...

Company: Ricoh
Location: Exton, PA
Posted Date: 07 Nov 2024