current and emerging high risk transactional activities via the utilization of innovative analytical methodologies... banking, private and investment banking) and multiple Transaction Monitoring Systems, ensure sound risk coverage, adequate...
on providing transactional, lending, credit, and general legal advice to Stifel’s Institutional Group, including Keefe, Bruyette... responsibility to investment bankers, sales and trading professionals, and senior management, along with colleagues in the Legal...
Marsh, the insurance broker and risk advisor; Guy Carpenter, the risk and reinsurance specialist; Mercer, the provider of HR..., risk management, and organization transformation. Over 7,000 professionals help clients optimize their business, improve...
Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The... Equities Electronic Trading businesses, across two U.S. broker-dealers. The role will include accountability for compliance...
, wholesale, private banking, broker-dealers, and transactional flows - Awareness of common and emerging issues impacting..., conduct internal fraud programs and risk assessments, and enhance existing internal fraud operations processes...
for our transactional service lines within assigned geographic regions along with supporting the creation of the Global Revenue CoE... Ability to leverage understanding of technical matters to ensure proper company-wide application reduce business risk...
successful results while effectively managing risk. Real estate acquisitions and transactional experience is a plus. What we’ll...Job Description: Employer: DWS Group Title: Senior Asset Manager & Team Lead - Commercial Location: California...