solutions. Our clients are broker dealers, asset managers, hedge fund managers, private equity firms, crypto firms, regulators... and metal processing firms. The role involves supporting the senior team with writing articles, preparing proposals, preparing...
solutions. Our clients are broker dealers, asset managers, hedge fund managers, private equity firms, crypto firms, regulators... and metal processing firms. The role involves supporting the senior team with writing articles, preparing proposals, preparing...
solutions. Our clients are broker dealers, asset managers, hedge fund managers, private equity firms, crypto firms, regulators... and metal processing firms. The role involves supporting the senior team with writing articles, preparing proposals, preparing...
and superior technology and service. Hold Brothers is a self-clearing broker-dealer is a member of FINRA and SIPC. Job Summary... hands-on experience in the fast-paced world of equities trading and broker-dealer services. The intern will assist...
, Treasury, etc), including up to Senior Management levels. Partner with cross-functional groups (Middle Office, Finance... with external vendors and third party providers to coordinate market data services, execution platforms, broker contracts...
of benefits to its employees. Role Description SMBC is seeking an experienced Compliance Senior Auditor with 3 to 5 years...' compliance audit experience in the banking & finance industry to work within the Internal Audit Department (IAD). The Senior...
/ Broker Dealer regulation are highly desirable, preferably within the associated areas of operations, risk management... with mid and senior-level managers Ability to prioritize assignments to meet critical deadlines Ability to work...
Treasury Analyst supports and reports to the Senior Director of Global Treasury in the areas of cash, FX and risk management..., such as, the insurance broker and the credit card companies. Major Responsibilities: Cash Management: Prepare and monitor...
and reports to the Senior Director of Global Treasury in the areas of cash, FX and risk management, banking, and Treasury... units, and will collaborate with representatives from the banks and other third parties, such as, the insurance broker...
, implementation, and maintenance of applications that support the back-office functions of the broker-dealer, including trading... of experience in application management, with a focus on financial services or broker-dealer industry. Strong technical background...
and broker-dealers, has an excellent position available for an Office Manager out of our New York Office. Job Responsibilities... and notarization. Supporting all the Senior Executives, Heads of Departments and Product managers. Trustworthy, and discreet...
and Distribution, focusing on global marketing regulations as well as compliance for Ares’ registered broker-dealers; Regulated Funds..., assessing and communicating financial crime risks to senior management, and overseeing the quality of work product Provide...
from demanding broker/dealers and no flexibility with remote work? Our client, a boutique financial firm, offers a unique... monthly fees with no hidden costs. Direct Access to Senior Management: Enjoy on-demand direct access to senior management...
of underwriters and will be charged with employee development, overseeing broker/agent relations, and collaborating with key Chubb... and market engagement. Leads and/or participates in agency analysis and planning. Ownership of broker/agency relationships...
of Payroll Manager and Senior HRIS Analyst Overseeing payroll team to ensure seamless administration, including compliance... of Ascend’s retirement plan and manages partnerships with the plan recordkeeper, broker/financial advisor, TPA, auditor...
of Payroll Manager and Senior HRIS Analyst Overseeing payroll team to ensure seamless administration, including compliance... of Ascend’s retirement plan and manages partnerships with the plan recordkeeper, broker/financial advisor, TPA, auditor...
Zurich is seeking an experienced Senior Property Underwriter, (Senior Level III or AVP Level IV) to join our National... with our agents and brokers and be in the office/market three days per week. This role will be filled at either the Senior Property...
, spanning all commercial property investment activities, from asset dispositions to senior loans and structured financings...’s collaborative platform for their success. As a mortgage broker your primary focus will be to develop and maintain client...
, and invests along the entire debt capital stack including senior mortgages, mezzanine financing, CMBS, and preferred equity. The... structure. Asset Management Associate works closely with senior team members both on the asset management and portfolio...
daily interactions with senior members of the businesses and engineers. Responsibilities: Propose methods of testing... skills to interact with compliance and senior business management Team with colleagues around the globe to share findings...