experience at a law firm and/or broker-dealer Member in good standing of the New York Bar Knowledge of the 1933 Act and 1934... legal problems Skills That Will Help You Excel Excellent communication with Senior management and regulators...
of securities advisory experience. Knowledge of broker-dealer activities and requirements. Strong knowledge of applicable... confidence and professionalism in dealings with senior business personnel. Ability to make, support and defend difficult...
-Senior or Senior Level. The hiring manager will determine the appropriate level based upon the selected applicant... business opportunity. Make broker/customer and on-sight calls with a planned and well-prepared purpose. Basic...
of securities advisory experience. Knowledge of broker-dealer activities and requirements. Strong knowledge of applicable... confidence and professionalism in dealings with senior business personnel. Ability to make, support and defend difficult...
notices and policy changes Working alongside senior leaders on special projects and attending client meetings... other specialty insurance organization can match the unique ability of the H.W. Kaufman Group to broker, write, insure and finance the...
and Procedures including WSP (Written Supervisory Procedures) for all regulated US entities including two broker dealers, swap dealer..., and FCM. Work with Compliance advisory teams (FCM, Broker Dealer, Solutions, Central Compliance) to ensure that policies...
notices and policy changes Working alongside senior leaders on special projects and attending client meetings... other specialty insurance organization can match the unique ability of the H.W. Kaufman Group to broker, write, insure and finance the...
the underwriting of primary and excess casualty business from wholesale broker sources. Assist in the assessment... analyzing segment data, underwriter workflows, individual accounts, and broker engagement. Review and analyze production...
excellent written and verbal communication skills and be comfortable interacting with senior leaders and stakeholders. Our work... relationships with OW senior leaders in internal faculty roles and external vendors, providing context around the training audience...
Howden Tiger is the global reinsurance broker and risk, capital, & strategic advisor focused on relentless innovation... closing. Associates develop their skills through broad and frequent exposure to both other junior and senior bankers. You will gain...
Regional National Account Casualty Underwriting Manager or Senior Underwriter - NY Client company with an exceptional... employee centered culture has a need for a Regional National Account Casualty Underwriting Manager or Senior National Account...
banks, broker-dealers, foreign banking organizations, asset management firms and insurance companies look to us to assist.... Must have 2 years of experience communicating with and presenting before senior level client employees. Requires domestic...
Howden Tiger is the global reinsurance broker and risk, capital, & strategic advisor focused on relentless innovation... to both other junior and senior bankers. You will gain a strong career foundation in financial services. Our analysts / associates are the...
organization; the individual will assist senior leaders to identify, evaluate, prioritize and deliver strategic initiatives... to optimize fund profitability Contributing to regular discussions with the broker dealer related to the group’s model portfolios...
as part of the team and assist the Senior Managers and/or Director, US Internal Control & Global Wholesale Operations Audit... including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit...
as part of the team and assist the Senior Managers and/or Director, US Internal Control & Global Wholesale Operations Audit... including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit...
securities. To date, Prometheum has built multiple broker-dealers traversing novel areas and a large technology stack..., booklets, and more. Collaborate with Senior Brand Designer to create compelling copy for various marketing materials...
and guidance to Operations functions in dealing with regulators Brief senior leadership on risks identified and ensure stakeholder... U.S Understanding of the global regulatory environment Experience working at a U.S. registered broker-dealer, swap dealer, futures...
clients (i.e., national & regional broker-dealers, banks, platforms, etc.). Members of the Strategic Accounts team function... & social events! Your supervisor, peer mentor, senior leaders and team offer guidance and mentorship throughout the summer...
committees and working groups (where appropriate) How You’ll Lead Close communication with team leader and senior legal... of investment banks and broker-dealers as well as a general understanding of the Banking and financial markets Excellent written...