Compliance Program Manager to join our audit team in AWS Security Assurance to drive SOC Report compliance for AWS services... technologies? Do you see regulatory compliance as a business enabler? Amazon Web Services (AWS) is looking for a highly motivated...
and experienced Senior Manager to join our team as the lead for Content Governance & Controls and drive the content governance... across organizations. Job Description: We are seeking a highly skilled and experienced Senior Manager to join our team as the lead...
Relevant Financial service experience in a controls, audit, quality assurance, risk management, compliance or model governance... right role for you! As a Quantitative Research Business Control Manager - Vice President within the Markets QR team...
: New York, NY Required Skills As a Senior Regulatory Compliance Manager ensures that an organization adheres... a compliance team. These skills and responsibilities help ensure that a Senior Regulatory Compliance Manager can effectively...
operational risk. As a Control Manager - Sr. Associate within the Finance Risk and Controls Governance team, you will support... governance of various processes, risk assessments, and executive reporting across Corporate and Firmwide Finance to help promote...
includes assessing the design and operating effectiveness of internal controls over financial reporting (ICFR), developing... Demonstrated knowledge of business risks, internal controls over financial reporting, SOX, the COSO framework Ability to navigate...
technology risk reporting and dashboards. Support BU Risk Officers in risk reporting to senior management. Support BCM... management, technology audit and/or compliance in the financial services industry within capital markets. Strong understanding...
and reporting. GSG Control Management is looking for a Manager of Governance focused on ensuring control management is embedded in...Job Description: American Express invites you to share your resume so you can be considered for future Manager-level...
, and other life goals through investment advice and guidance. Merrill’s Financial Advisors and Wealth Management Client Associates... Wealth Market Client Relationship Manager (PWCRM) is a direct report to the Private Wealth Division Client Relationship...
Overview: Reporting directly to the Senior Asset Manager, the Asset Manager will be responsible for overseeing the... financial performance, business strategy, and reporting requirement of the assigned portfolio. This position requires the...
management skills and strong working knowledge of financial services and operational processes. The role creates an opportunity... is located in New York as part of the Implementation and Execution Office within the Office of Regulatory Relations...
framework for the Investments business. Ensure Compliance: Support audit, regulatory, and compliance deliverables by driving... Knowledge: Familiarity with audit, regulatory, and compliance requirements, with experience in driving specific action plans...
requirements; Key team member for supporting the creation of a process for financial reporting that is both timely and efficient... improvement initiatives. Support for senior accountants in the analysis of financial data and accurately and the presentation...
. Key Responsibilities: Lead and manage SOC2 audit processes, including planning, execution, and reporting. Develop... resolution and documentation. Collaborate with internal and external stakeholders to ensure compliance with regulatory...
, reviews, audits, and CNB issued remediation plans. Reporting to Senior Managing Director Client Service/Operations. Lead... that legal issues, contracts, disputes, and complex regulatory and operational risk activities are conducted within the due...
and reporting for wholesale credit businesses across the enterprise. In-Business Quality Assurance is an integral part of the ICM...-Business Quality Assurance – Financing and Securitization QA Manager. Key Responsibilities: Support the Head of Financing...
between systems and support all reporting and audit requirements. This position reports to the Compensation Reporting Manager... compilation of supporting documentation for audit or regulatory requests Support special requests and ad-hoc projects including...
, regulatory environment, or internal audit BA/BS degree or equivalent experience in finance, business or another relevant... of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...
to Patient Access Services, including registration, insurance verification, scheduling, financial clearance, and admissions... implementing and communicating policies aimed at optimizing processes and facilitating the pre-collection of patient financial...
, training, regulatory change management, risk assessments, issues management, and monitoring and reporting... roles, Certified Compliance Risk Manager (CRCM). For Wealth Management Compliance roles, experience with a financial...