by reviewed units through completion Report compliance review results of the Bank and its subsidiaries to senior management... among its staff members. Responsibilities: Lead / coordinate and conduct compliance review on the Bank and its subsidiaries...
will be part of our Compliance team and will be based in Hong Kong. This is an onsite role, and it will report to the Senior.... What you offer University graduate or equivalent degree (business degree is a plus) Some knowledge of regulatory and compliance requirements...
Business Continuity Management Program Dissemination & compliance DBTS Operating Guidelines & applicability to Asia Waivers... & Compliance Committee Expanded scope of providing Support on Third Party Risk Management (TPRM) activities & policy requirements...
Provident Fund (MPF) schemes. They are now looking for a high calibre in compliance to join the dynamic team.... Job Responsibilities Design, implement, and maintain a robust AML compliance program aligned with relevant laws and regulations. Ensure...
escalation of compliance issues to senior management Drive an end-to-end Regulatory Compliance Management program in accordance... with the Sun Life Compliance Risk Management Framework, in partnership with Business Unit Compliance Officers Lead...
The Group Compliance is responsible for developing, implementing and managing all corporate compliance programmes for the... Cathay Pacific Group in all the countries in which it operates, focusing on regulatory compliance, anti-trust, anti-bribery...
business partner in the senior management team by formulating audit policy and strategy and enforcing practices to safeguard... and business Ensure the full compliance of governance at the corporate level in the course of achieving our goals and objectives...
The Customer Compliance Team is a function with a global remit, whose primary purpose is to eliminate exposure...-line operations, as well as product, proposition, legal and finance teams across LSEG. The Customer Compliance Remediation...
, Business, Finance, or related field. Minimum 8 years of experience in legal and compliance within the financial services...Job Description: The Company My client is an International Corporate Bank seeking for Head of General Compliance...
%) In coordination with Compliance functional leads, lead the preparation of compliance risk management reporting for senior management..., Boards, and committees. Identify cross Compliance functions trends and risks and ensure senior management is appraised...
and Compliance reporting. In particular, the position will lead the coordination and preparation of Compliance reporting for senior...%) In coordination with Compliance functional leads, lead the preparation of compliance risk management reporting for senior management...
. Job Description Report directly to the Head of Hong Kong whilst management the legal and compliance team Main duties include business...Looking for 8-10+ years of compliance experience ! Looking for strong IBD/Corporate Finance experience...
/ Markets Compliance Senior Manager to join the compliance team to handle regulatory compliance advisory, regulatory inquiries.../ updates and market compliance with product focus in fixed income/ derivatives to the HK business. The firm...
Business Acceptance team which spans Hong Kong and Singapore consists of a Business Acceptance Manager, a Senior Compliance... in London, along with the Senior AML and Sanctions Manager, three Senior Compliance Officers and twelve Compliance Officers. The...
Business Acceptance team which spans Hong Kong and Singapore consists of a Business Acceptance Manager, a Senior Compliance... in London, along with the Senior AML and Sanctions Manager, three Senior Compliance Officers and twelve Compliance Officers. The...
by handling regulatory and compliance matters for iCapital's business in APAC, together with other members of the APAC Regulatory... in the context of the business model to ensure that iCapital meets its regulatory obligations in APAC. Act as “Compliance...
and finance units embedded within lines of business are desired Skilled in project management – in particular: senior stakeholder... language of business – ability to articulate complex concepts in a simple, succinct and impactful way to senior management...
My client is a leading Life Insurance Group in Hong Kong, they are looking for a Senior Business Analyst role... to support the digital delivery team in designing and implementing business requirements, resource planning, process...
Street executives and senior leadership of Business Units and Corporate Functions with respect to the identification... and control objectives, assisting senior leadership with balancing risk management and business unit performance...
investments attributable to the Global High Net Worth Business (“Manulife Global HNW”) and provides integrated investment support... to the Manulife HNW insurance business. The incumbent is accountable for investment portfolio management per strategies...