A dynamic law firm, is seeking a mid-level Securities & Capital Markets Attorney for the firm’s Rochester, Buffalo... will have 4-8 years of experience with Securities and Capital Markets law Preferred candidates will have experience representing...
and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management...
generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA...
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials®, Series 6, Series 7, Series 63, and more Certified Financial Planner® licensing...