The Sec & Derivatives Supv is an intermediate management level position responsible for providing full leadership...
Investec is a distinctive Specialist Bank serving clients principally in the UK and South Africa. Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and we put them in environments where they'll ...
Shipping Bonds, Submit Provisional Duty Bond, Bank Guarantee, Test Bond, Sec 49, etc as required. Ensure import clearance...
in Workiva reporting tool for SEC regulatory documents for various public entities, including 8-K/earnings presentation, Form 10... and/or industry experience Strong understanding of U.S. GAAP and SEC reporting requirements Strong proficiency in Excel, PowerPoint...
required To handle matters pertaining to Sec 138 NIA, Sec 25 of PASA, SARFAESI and Insolvency Proceedings. 3: Key Challenges (List the...
to various constituencies (local regulators, SEC, Fed, OCC, etc.) based on requirements such as US GAAP, US Regulatory, and local...
from each of the major regulatory bodies (e.g. FINRA, SEC, CFTC). The response process includes compiling all requested documentation...
) and SEC filings Providing ad hoc regulatory advice Performing financial promotions and marketing material reviews Managing..., SEC Form ADV etc.) REQUIREMENTS: Proven experience in a compliance role within the FCA/SEC, an FCA/SEC regulated firm...
results with various lines of business, Regulatory Controllers, and SEC reporting teams. Assist in thoroughly assessing... filings, SEC filings, and other published financial reports (e.g., Form 10-Q, Annual Report/Form 10-K, Call Report & FR Y-9C...
. This includes compliance with Sarbanes Oxley (SOx), Corporate Governance and SEC requirements. Our Record to Report (RTR) Global...
. Responsibilities: Support the analysis and submission of reports to various constituencies (local regulators, SEC, Fed, OCC...
guidelines. Responsibilities: Support the analysis and submission of reports to various constituencies (local regulators, SEC...
with leading practices in the following areas: Month End Consolidation, SEC and Statutory Reporting Financial Master Data...
statements for monthly reporting and quarterly and annual SEC filings. Collaborate with team members to manage monthly...
and annual SEC filings (10K, 10Q, 8K, N-2, etc.). ● Review cash flow projections and daily cash management, including activity...
of US GAAP and IFRS financial statements for quarterly and annual SEC filings. Oversee and review daily and monthly NAV packages...
like filing SFT, Catering to various Sec. 133(6) & 148/148A notices. Sharing & Implementing updates as required by law...
, ETFs, hedge funds, private investments, derivatives and structured products Familiarity with OCC, SEC, and FINRA financial...
and standards like ASME Sec. VIII Div. 1 & Div. 2, API, IBR and various Client specifications. - The candidate shall be proficient...
industry. 2. The candidate shall be familiar with international codes and standards like ASME Sec. VIII Div. 1 & Div. 2, API...