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Keywords: Sales and Trading Audit Director, Location: New York City, NY

Page: 1

Sales and Trading Audit Director

in the financial industry to lead audit coverage of Front Office and associated support functions including Sales, Trading... of benefits to its employees. Description SMBC is seeking an experienced audit manager with a minimum of 10 years' experience...

Posted Date: 29 Jan 2025

Director, Technology Project Execution Oversight

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... operational and compliance risks. Works with the Director of Technology Governance Office (TGO) to plan when TGO resources...

Company: Scotiabank
Location: New York City, NY
Posted Date: 15 Feb 2025

Global Markets Regulatory Compliance Advisory - Americas Director

- Americas Director Contract type Permanent Contract Job summary Summary Global Markets Regulatory Compliance (“GMRC...”) Advisory - Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 15 Feb 2025

Director, Technology Project Execution Oversight

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... operational and compliance risks. Works with the Director of Technology Governance Office (TGO) to plan when TGO resources...

Company: Scotiabank
Location: New York City, NY
Posted Date: 14 Feb 2025

Global Markets Regulatory Compliance Advisory - Americas Director

including trading and sales personnel and key support functions. · Evaluate new products and activities to ensure compliance... - Americas Director Contract type Permanent Contract Job summary Summary As a Director in the Global Markets Regulatory...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 09 Feb 2025

Global Markets Regulatory Compliance Advisory - Americas Director

including trading and sales personnel and key support functions. · Evaluate new products and activities to ensure compliance... - Americas Director Contract type Permanent Contract Job summary Summary As a Director in the Global Markets Regulatory...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 09 Feb 2025

Global Markets Regulatory Compliance Advisory - Americas Director

Summary As a Director in the Global Markets Regulatory Compliance (“GMRC”) Advisory team at CACIB, you will play.... · Provide advice on relevant regulations and internal policies and procedures to internal stakeholders including trading...

Posted Date: 08 Feb 2025

Director, TPRM, U.S. Internal Control

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Director, US Third Party Risk Management will ensure integrated and comprehensive business...

Company: Scotiabank
Location: New York City, NY
Posted Date: 29 Jan 2025

Director, TPRM, U.S. Internal Control

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Director, US Third Party Risk Management will ensure integrated and comprehensive business...

Company: Scotiabank
Location: New York City, NY
Posted Date: 29 Jan 2025

Director, Equities Compliance

. You will provide advice to the line of business including but not limited to sales, trading, and algorithmic development teams...Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The...

Company: Bank of the West
Location: New York City, NY
Posted Date: 15 Jan 2025

Index Trader - Director - NEW YORK

The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination... with the Trading team. The overall objective of this role is to ensure book trades deliver on budgeted revenues...

Company: Citigroup
Location: New York City, NY
Posted Date: 13 Feb 2025

Investment Grade Trader - Director - NEW YORK

The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination... with the Trading team. The overall objective of this role is to ensure book trades deliver on budgeted revenues...

Company: Citigroup
Location: New York City, NY
Posted Date: 13 Feb 2025

Global Markets Regulatory Compliance Advisory - Americas

of relevant U.S. regulations) and internal policies and procedures to internal stakeholders, including trading and sales personnel... and internal policies and procedures to internal stakeholders including trading and sales personnel and key support functions...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 15 Feb 2025

Manager of Foreign Exchange Emerging Markets (FXEM) Middle/Back Office Operations

and regularly collaborate with the FXEM Trading/Sales Desk as well as all of your counterparts in other support areas within the..., and investigations related to emerging markets' currency activity. You will report directly to Ricardo Faillace/Managing Director...

Company: FleetCor
Location: New York City, NY
Posted Date: 13 Feb 2025
Salary: $80600 - 102000 per year